Gary Wayne James

1. Fixed insurance sales, as of 02/01/2014, 1% of time spent during business hours, conducted at branch, investment related. 2. Summit Wealth Group, vice president and co- owner of private entity created as operating company for securities, investment advisory, and insurance businesses, as of November, 2015, 98% of time spent during business hours, conducted at branch, investment related. 3. Precept Properties, LLC, president and owner of private real estate holding company for leasing and managing property located in TN, as of 11/11/2013, 1% of time spent during business hours, not conducted at branch, not investment related. 4. Co-owner, Summit Advisor Marketing, LLC; marketing company; Located in Dillon, CO; as of 7/07/2022; 2% of time spent during business hours; Not conducted at branch location; Not investment related. 5. Owner, Precepts Wealth Management, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 1/01/2024; 95% time spent during business hours; Conducted at branch; Investment related.