Marc Panasuk
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Panasuk was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 2004. Marc had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 10, 2022 - January 3, 2023
PAYCHEX SECURITIES CORPORATION
January 6, 2014 - December 10, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
January 6, 2014 - January 6, 2021
TD AMERITRADE, INC.
December 23, 2013 - January 6, 2021
TD AMERITRADE, INC.
July 18, 2012 - December 19, 2013
CREDIT SUISSE SECURITIES (USA) LLC
December 13, 2011 - December 19, 2013
CREDIT SUISSE SECURITIES (USA) LLC
May 22, 2009 - October 31, 2011
VOYA FINANCIAL PARTNERS, LLC
May 12, 2004 - May 26, 2009
VOYA RETIREMENT ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PAYCHEX SECURITIES CORPORATION
CRD#: 39733 / SEC#: , 8-48942
Contact information
FINRA licenses (51 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
