Michael A. Dorn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Allen Dorn, who also goes by Michael Dorn, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2000. Michael had worked at 9 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 28, 2018 - March 25, 2025
CHELSEA FINANCIAL SERVICES
November 17, 2017 - November 5, 2018
LIBERTY PARTNERS FINANCIAL SERVICES, LLC
July 21, 2014 - July 22, 2016
AUSDAL FINANCIAL PARTNERS, INC.
July 21, 2010 - July 31, 2014
FIRST LIBERTIES FINANCIAL
July 18, 2005 - July 26, 2010
WORKMAN SECURITIES CORPORATION
October 3, 2003 - July 21, 2005
HARBOUR INVESTMENTS, INC.
April 3, 2002 - October 7, 2003
TRANSAMERICA FINANCIAL ADVISORS, LLC
February 7, 2001 - March 25, 2002
SOMERSET FINANCIAL GROUP, INC.
May 22, 2000 - February 1, 2001
FIRST AMERICAN SECURITIES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
CHELSEA FINANCIAL SERVICES
CRD#: 47770 / SEC#: , 8-51916
Contact information
FINRA licenses (51 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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