Garland M. Scott

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CRD#: 4163755

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Garland Murphy Scott, CIMA®, who also goes by Garland Scott, was a registered financial professional .

Garland is a previously registered financial professional and started their career in finance in 2000. Garland had worked at 9 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Aliases

Garland Scott

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Consultant for On3Strategies, a business coaching firm, PO Box 710 Bel Air, MD 221014, job duties of a Referring Consultant is to refer clients for business coaching opportunities. Start date 1/1/2025, 2% of time devoted to activity. This business is not investment-related.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Past

October 7, 2020 - August 3, 2026

SEM WEALTH MANAGEMENT

RIA

CRD#: 112142

New Kent, VA

Past

August 31, 2016 - April 30, 2018

NORTHERN LIGHTS DISTRIBUTORS, LLC

CRD#: 126159

ELKHORN, NE

Past

July 15, 2013 - July 5, 2016

NYLIFE DISTRIBUTORS LLC

CRD#: 35350

JERSEY CITY, NJ

Past

June 24, 2009 - May 8, 2013

GOLDMAN SACHS & CO. LLC

CRD#: 361

NEW YORK, NY

Past

February 18, 2005 - June 22, 2009

BOFA ADVISORS, LLC

RIA

CRD#: 107900

ABINGDON, MD

Past

June 21, 2004 - June 22, 2009

BOFA DISTRIBUTORS, INC.

CRD#: 30683

BOSTON, MA

Past

January 1, 2003 - March 14, 2005

BACAP DISTRIBUTORS, LLC

RIA

CRD#: 46088

ABINGDON, MD

Past

January 1, 2003 - June 21, 2004

BACAP DISTRIBUTORS, LLC

CRD#: 46088

CHARLOTTE, NC

Past

April 18, 2002 - January 1, 2003

STEPHENS

RIA

CRD#: 3496

CHARLOTTE , NC

Past

October 15, 2001 - January 1, 2003

STEPHENS

CRD#: 3496

LITTLE ROCK, AR

Past

June 2, 2000 - October 9, 2001

HARRISDIRECT LLC

CRD#: 42159

JERSEY CITY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SEM WEALTH MANAGEMENT

SEM WEALTH MANAGEMENT | STRATEGIC EQUITY MANAGEMENT, INC.

CRD#: 112142 / SEC#: 801-55690

RIA

Registered Investment Advisory firm - (7/2/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/7/2020

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 6/13/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/30/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/1/2000

General Securities Representative Examination

Current Firm

SEM WEALTH MANAGEMENT

SEM WEALTH MANAGEMENT | STRATEGIC EQUITY MANAGEMENT, INC.

CRD#: 112142 / SEC#: 801-55690

RIA

Registered Investment Advisory firm - (7/2/1998 Approved)

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Contact information

Main Address

7367 E. Tanque Verde Rd, Tucson, AZ 85715-3475

Mailing Address

Phone number

(520) 749-4580

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2 20250331 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	4,108
AUM (Assets Under Management)	$ 920,498,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Garland M. Scott

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

NORTHERN LIGHTS DISTRIBUTORS, LLC

NYLIFE DISTRIBUTORS LLC

GOLDMAN SACHS & CO. LLC

BOFA ADVISORS, LLC

BOFA DISTRIBUTORS, INC.

BACAP DISTRIBUTORS, LLC

BACAP DISTRIBUTORS, LLC

STEPHENS

STEPHENS

HARRISDIRECT LLC

Primary Firm SEC Registration

SEM WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 10/7/2020

Series 63

Date: 6/13/2000

SIE

Date: 4/30/2018

Series 7

Date: 6/1/2000

Current Firm

SEM WEALTH MANAGEMENT

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SEM WEALTH MANAGEMENT

TRUST BUT VERIFY

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