Douglas M. Sheahan

TRUIST ADVISORY SERVICES

WINTER PARK, FL 32789

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CRD#: 4163719

Professional summary

Douglas Michael Sheahan is a registered financial advisor currently at TRUIST ADVISORY SERVICES, INC. located in Winter Park, Florida and TRUIST INVESTMENT SERVICES, INC. located in Winter Park, Florida.

Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Douglas has worked at 11 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Douglas Michael Sheahan is a licensed insurance agent. From time to time, he will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. ICCF Wealth Management, LLC always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of ICCF Wealth Management, LLC in their capacity as a licensed insurance agent.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Michael Sheahan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 8, 2025 - Present

TRUIST ADVISORY SERVICES, INC.

Office #1: 400 S Park Ave Ste 100, Winter Park, FL 32789

RIA

CRD#: 283390

WINTER PARK, FL

Current

July 21, 2025 - Present

TRUIST INVESTMENT SERVICES, INC.

Office #1: 400 S Park Ave Ste 200, Winter Park, FL 32789

CRD#: 17499

Winter Park, FL

Past

December 21, 2017 - July 30, 2025

ICCF WEALTH MANAGEMENT, LLC

RIA

CRD#: 291158

WINTER PARK, FL

Past

October 20, 2016 - January 11, 2018

PLATINUM WEALTH PARTNERS

RIA

CRD#: 145507

Winter Park, FL

Past

September 25, 2014 - March 31, 2017

DINOSAUR FINANCIAL GROUP, L.L.C

CRD#: 104446

san jose, CA

Past

April 16, 2013 - December 31, 2013

GRADIENT SECURITIES, LLC

CRD#: 127701

WINTER PARK, FL

Past

October 9, 2012 - January 3, 2017

CONCERT WEALTH MANAGEMENT

RIA

CRD#: 141253

WINTER PARK, FL

Past

June 1, 2009 - October 31, 2012

MORGAN STANLEY

RIA

CRD#: 149777

WINTER PARK, FL

Past

June 1, 2009 - October 31, 2012

MORGAN STANLEY

CRD#: 149777

WINTER PARK, FL

Past

April 3, 2009 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

RIA

CRD#: 7059

WINTER PARK, FL

Past

February 4, 2009 - June 1, 2009

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

WINTER PARK, FL

Past

October 1, 2000 - September 4, 2001

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

ST. LOUIS, MO

Past

May 9, 2000 - October 1, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(7/21/2025)

Alaska
(7/22/2025)

Arizona
(7/21/2025)

Arkansas
(7/21/2025)

California
(7/21/2025)

Colorado
(7/21/2025)

Connecticut
(7/21/2025)

IAR

Florida
(7/8/2025)

Florida
(7/21/2025)

Georgia
(7/21/2025)

Illinois
(7/21/2025)

Kentucky
(7/21/2025)

Louisiana
(7/21/2025)

Maryland
(7/21/2025)

Massachusetts
(7/21/2025)

Michigan
(7/21/2025)

Mississippi
(7/21/2025)

New Hampshire
(7/21/2025)

New Jersey
(7/21/2025)

New York
(7/21/2025)

North Carolina
(7/21/2025)

Ohio
(7/22/2025)

Oregon
(7/21/2025)

Pennsylvania
(7/21/2025)

South Carolina
(7/21/2025)

Tennessee
(7/21/2025)

Texas
(7/21/2025)

Virginia
(7/21/2025)

Washington
(7/21/2025)

West Virginia
(7/21/2025)

Wyoming
(7/21/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

Series 63

Date: 6/20/2025

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 2/20/2009

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7TO

Date: 7/21/2025

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 5/22/2025

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/3/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 5/8/2000

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

SUNTRUST ADVISORY SERVICES LLC | TRUIST ADVISORY SERVICES, INC. | SUNTRUST ADVISORY SERVICES, INC.

CRD#: 283390 / SEC#: 801-107729

RIA

Registered Investment Advisory firm - (5/18/2016 Approved)

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Contact information

Main Address

303 Peachtree Street 2nd Floor, Atlanta, GA 30303

Mailing Address

Po Box 4418 Mc 107, Atlanta, GA 30302

Phone number

(800) 874-4770

Established

Firm type

Fiscal year end

# of Employees

2,469

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TAS AMC WRAP MANAGED PROGRAMS BROCHURE (10/31/2025)

TAS CONSULTING SERVICES AMC ADVANTAGE FIRM BROCHURE (3/28/2025)

Regulatory assets under management

Total Number of Accounts	124,363
AUM (Assets Under Management)	$ 67,736,740,585

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
04/24/2025	Cover Page	Report
03/28/2024	Cover Page	Report
04/26/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Douglas M. Sheahan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Douglas Michael Sheahan's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRUIST INVESTMENT SERVICES, INC.

ICCF WEALTH MANAGEMENT, LLC

PLATINUM WEALTH PARTNERS

DINOSAUR FINANCIAL GROUP, L.L.C

GRADIENT SECURITIES, LLC

CONCERT WEALTH MANAGEMENT

MORGAN STANLEY

MORGAN STANLEY

CITIGROUP GLOBAL MARKETS INC.

CITIGROUP GLOBAL MARKETS INC.

WELLS FARGO CLEARING SERVICES, LLC

FIRST UNION BROKERAGE SERVICES, INC.

Primary Firm SEC Registration

TRUIST ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 6/20/2025

Series 66

Date: 2/20/2009

Series 7TO

Date: 7/21/2025

SIE

Date: 5/22/2025

Series 7

Date: 2/3/2009

Series 6

Date: 5/8/2000

FINRA

Current Firm

TRUIST ADVISORY SERVICES, INC.

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TRUIST ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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