William L. Graves

OUTLOOK WEALTH ADVISORS

The Woodlands, TX 77385

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CRD#: 4163522

Professional summary

William Lavan Graves III, who also goes by William Lavan Graves, is a registered financial advisor currently at OUTLOOK WEALTH ADVISORS, LLC located in The Woodlands, Texas.

William is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. William has worked at 10 firms and has passed the Series 63, Series 66, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

William Lavan Graves

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Diversified Employee Benefits, Independent Contractor, Provides benefit packages for businesses Start Date: January 2024 Address: 2135 NW Military Hwy San Antonio, TX 78213 Will be paid as an agent/referral source 1-2 hours per month, needs are identified during the course of regular business Not investment related 2) INDEPENDENT INSURANCE AGENT; OUTLOOK WEALTH INSURANCE SERVICES; INSURANCE SIDE OF THE BUSINESS IS NON INVESTMENT RELATED ALTHOUGH ALL SERVICES ARE OFFERED THROUGH OUTLOOK WEALTH ADVISORS UMBRELLA. INS: LIFE, LTHC, DI, FIXED ANNUITIES. AGENT. 224 Ed English Dr., Suite A, Shenandoah, TX 77385; START DATE 06/2023. 20HRS/MONTH DEVOTED TO ACTIVITY. 20HRS/MONTH DEVOTED TO ACTIVITY DURING TRADING HRS. 3) Data Gatherer; The Wilson Legal Group; not investment-related; 224 ED ENGLISH DR. SUITE A THE WOODLANDS, TX, USA, 77385; collect necessary data and documents and organize it for use by a Federal Tax Attorney and Specialist CPA; Data Gatherer; 11/2024; about 2-5 hours a month is dedicated to this; Data gathering is usually requested during off hours for about 1-2 hours. When received, I may dedicate 1-3 hours per month organizing it; data gathering, requesting, gathering and providing necessary documents for use by a tax attorney for tax planning purposes. I will not be providing any tax advice.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Lavan Graves III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 11, 2024 - Present

OUTLOOK WEALTH ADVISORS, LLC

Office #1: 224 Ed English Dr. Suite A, The Woodlands, TX 77385

RIA

CRD#: 291465

The Woodlands, TX

Past

April 22, 2021 - January 16, 2024

PARK AVENUE SECURITIES LLC

RIA

CRD#: 46173

HOUSTON, TX

Past

January 15, 2021 - January 16, 2024

PARK AVENUE SECURITIES LLC

CRD#: 46173

HOUSTON, TX

Past

December 21, 2018 - April 15, 2020

FREEDOM INVESTMENT MANAGEMENT, INC.

RIA

CRD#: 126052

Austin, TX

Past

December 21, 2018 - January 18, 2019

EQIS SECURITIES, LLC

CRD#: 20633

SAN RAFAEL, CA

Past

July 2, 2018 - November 27, 2018

GAGNI WEALTH MANAGEMENT LLC

RIA

CRD#: 169527

SAN ANTONIO, TX

Past

January 12, 2011 - September 15, 2017

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

February 23, 2010 - December 31, 2010

RIVERSOURCE DISTRIBUTORS, INC.

CRD#: 139135

MINNEAPOLIS, MN

Past

October 7, 2009 - February 2, 2010

BBVA COMPASS INVESTMENT SOLUTIONS, INC

CRD#: 17086

AUSTIN, TX

Past

November 18, 2002 - September 18, 2009

GLOBAL ATLANTIC DISTRIBUTORS, LLC

CRD#: 8326

HARTFORD, CT

Past

May 1, 2000 - August 16, 2002

VOYA INVESTMENTS DISTRIBUTOR, LLC

CRD#: 37886

WINDSOR, CT

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OUTLOOK WEALTH ADVISORS, LLC

CRD#: 291465 / SEC#: 801-113512

RIA

Registered Investment Advisory firm - (6/28/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Texas
(1/11/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 3/29/2021

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 66

Date: 7/2/2018

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 9/15/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/7/2010

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 4/29/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

OUTLOOK WEALTH ADVISORS, LLC

CRD#: 291465 / SEC#: 801-113512

RIA

Registered Investment Advisory firm - (6/28/2018 Approved)

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Contact information

Main Address

224 Ed English Dr. Suite A, The Woodlands, TX 77385

Mailing Address

Phone number

(281) 872-1515

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (5 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

OUTLOOK WEALTH ADVISORS BROCHURE (8/26/2025)

Regulatory assets under management

Total Number of Accounts	570
AUM (Assets Under Management)	$ 543,151,169

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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William L. Graves

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view William Lavan Graves III's CRS (Customer Relationship Summary).

Certified licenses

Experience

PARK AVENUE SECURITIES LLC

PARK AVENUE SECURITIES LLC

FREEDOM INVESTMENT MANAGEMENT, INC.

EQIS SECURITIES, LLC

GAGNI WEALTH MANAGEMENT LLC

TRANSAMERICA CAPITAL, LLC

RIVERSOURCE DISTRIBUTORS, INC.

BBVA COMPASS INVESTMENT SOLUTIONS, INC

GLOBAL ATLANTIC DISTRIBUTORS, LLC

VOYA INVESTMENTS DISTRIBUTOR, LLC

Primary Firm SEC Registration

OUTLOOK WEALTH ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 3/29/2021

Series 66

Date: 7/2/2018

SIE

Date: 9/15/2017

Series 7

Date: 1/7/2010

Series 6

Date: 4/29/2000

Current Firm

OUTLOOK WEALTH ADVISORS, LLC

Contact information

SEC notice filing (5 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OUTLOOK WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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