Gregg A. Miller
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gregg Alan Miller was a registered financial professional .
Gregg is a previously registered financial professional and started their career in finance in 2001. Gregg had worked at 2 firms and has passed the Series 65, Series 63, Series 52TO, Series 57TO, Series 79TO, Series 99TO, SIE, Series 87, Series 55, Series 7, Series 14, Series 53, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 25, 2025 - April 2, 2026
PARADIGM CAPITAL MANAGEMENT, INC.
February 9, 2001 - April 2, 2026
C. L. KING & ASSOCIATES, INC.
Primary Firm SEC Registration
PARADIGM CAPITAL MANAGEMENT, INC.
CRD#: 107982 / SEC#: 801-47403
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 9/25/2025
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 55
Date: 6/25/2005
Limited Representative-Equity Trader ExamCurrent Firm
PARADIGM CAPITAL MANAGEMENT, INC.
CRD#: 107982 / SEC#: 801-47403
Contact information
SEC notice filing (13 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 74 |
| AUM (Assets Under Management) | $ 2,204,189,405 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
