Robert M. Schultz
NWF ADVISORY SERVICES | Financial Advisor | Senior Partner
Encino, CA 91436
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CRD#: 4163450
Professional summary
Robert Marvin Schultz, CFP® is a registered financial advisor currently at NWF ADVISORY SERVICES INC located in Encino, California and OSAIC WEALTH, INC. located in Prosper, Texas.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Robert has worked at 3 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
What are your service offerings?
Insurance Planning
Investment Planning
Debt Management
Comprehensive Financial Planni...
Estate Planning
Retirement Planning
Health Care
Education Planning
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NEW WORLD FINANCIAL & INSURANCE SERVICES POSITION: Statutory Agent - NATURE: Corporation - INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 20 START DATE: 07/08/2002 ADDRESS: 15821 Ventura Blvd, Suite 660, Encino CA 91436, United States DESCRIPTION: Sell life, health, disability , and long term care insurance 2. NWF ADVISORY GROUP, INVESTMENT RELATED, 11835 W. OLYMPIC BLVD SUITE 1155 E, LOS ANGELES, CA 90064, FINANCIAL ADVISOR, STARTED 07/2000, 20 HOURS PER MONTH, 20 HOURS DURING STH, DBA SELL AND SERVICE COMMISSION PRODUCTS AS A REGISTERED REP OF ROYAL ALLIANCE. 3. ROBERT SCHULTZ POSITION: Owner NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 06/01/2022 ADDRESS: 3324 Sunday Silence Ln, Celina TX 75009, United States DESCRIPTION: Own rental property 4. ARTISAN CAPITAL PARTNERS DBA POSITION: Financial Profesional NATURE: Artisan Capital Partners is a DBA under/powered by NWF Advisory Group LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 120 SECURITIES TRADING HOURS: 60 START DATE: 05/13/2025 ADDRESS: 15821 Ventura Blvd., Suite 660, Encino CA 91436, United States DESCRIPTION: I am a financial professional marketing myself under the DBA Artisan Capital Partners 5. NWF ADVISORY SERVICES, LLC POSITION: Partner NATURE: Financial planning firm INVESTMENT RELATED: Yes NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 4 START DATE: 01/02/2017 ADDRESS: 11835 W. Olympic Blvd, Suite 1155 East, Los Angeles CA 90064, United States DESCRIPTION: Colaborate on firm policy, strategic directin, and operations.
CRS (Client Relationship Summary) - RIA
Click below to view Robert Marvin Schultz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2004
Experience
Current
May 16, 2000 - Present
NWF ADVISORY SERVICES INC
Office #1: 15821 Ventura Blvd. #660 Suite 1150e, Encino, CA 91436RIA
CRD#: 110410
Encino, CA
Current
April 18, 2000 - Present
OSAIC WEALTH, INC.
Office #1: 130 N Preston Rd Box 100, Prosper, TX 75078Office #2: 15821 Ventura Boulevard Suite 660, Encino, CA 91436RIA
BD
CRD#: 23131
PROSPER, TX
Past
July 13, 2000 - July 8, 2002
1717 CAPITAL MANAGEMENT COMPANY
BD
CRD#: 4082
NEWARK, DE
Past
June 12, 2000 - December 6, 2021
OSAIC WEALTH, INC.
RIA
CRD#: 23131
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(1/15/2025)
RR
Arizona(12/16/2004)
RR
California(5/16/2000)
IAR
California(5/16/2000)
RR
Colorado(7/12/2000)
RR
Florida(3/31/2014)
RR
Illinois(8/25/2006)
RR
Indiana(7/31/2017)
RR
Louisiana(4/30/2019)
RR
Maine(1/11/2011)
RR
Massachusetts(1/15/2003)
RR
Michigan(5/15/2017)
RR
Minnesota(1/25/2018)
RR
Nevada(8/17/2004)
RR
New Jersey(4/8/2014)
RR
New Mexico(6/26/2003)
RR
New York(5/9/2003)
RR
North Carolina(2/27/2025)
RR
Ohio(10/29/2025)
RR
Oregon(12/15/2003)
RR
Puerto Rico(8/11/2015)
RR
Tennessee(7/13/2022)
RR
Texas(12/3/2015)
RR
Vermont(7/28/2021)
RR
Washington(9/7/2005)
RR
Wisconsin(7/15/2022)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
NA
NWF ADVISORY SERVICES INC
AFP ADVISORY SERVICES INC | NWF ADVISORY SERVICES INC
CRD#: 110410 / SEC#: 801-55681
RIA
Registered Investment Advisory firm - (6/30/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064
Mailing Address
Phone number
(310) 475-5854
Established
Firm type
Fiscal year end
# of Employees
71
SEC notice filing (24 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,979 |
| AUM (Assets Under Management) | $ 3,824,876,751 |
Red Flags
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Company Information
NWF ADVISORY SERVICES INC
Financial Advisor | Senior PartnerCRD#: 110410Encino, CA 91436TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
