David E. Halabu
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Elias Halabu, who also goes by David Halabu, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2000. David had worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 3, 2013 - November 13, 2014
WEALTHFORGE SECURITIES, LLC
January 15, 2013 - March 20, 2013
RAINMAKER SECURITIES, LLC
August 3, 2012 - January 2, 2013
DME SECURITIES, LLC
May 5, 2011 - June 27, 2013
COASTAL TRADE SECURITIES, LLC
July 26, 2010 - January 5, 2011
TRANSCEND CAPITAL
March 3, 2003 - July 23, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
July 27, 2000 - March 3, 2003
RUMSON CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 11/18/2000
Limited Representative-Equity Trader ExamCurrent Firm
WEALTHFORGE SECURITIES, LLC
CRD#: 152550 / SEC#: , 8-68464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
| Arbitration | 1 |
Red Flags
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