John W. Schwartz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Walter Schwartz JR was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1970. John had worked at 7 firms and has passed the Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 6, 1983 - September 24, 1984
AER INVESTMENTS INC
June 27, 1983 - July 1, 1988
IFPS SECURITIES, CORP.
March 14, 1978 - September 9, 1988
PROVIDENT MARKETING CORPORATION
March 18, 1974 - March 17, 1978
PAUL REVERE EQUITY SALES COMPANY (THE)
March 18, 1974 - April 20, 1978
THE PAUL REVERE VARIABLE ANNUITY INSURANCE COMPANY
June 24, 1971 - March 8, 1974
March 9, 1970 - July 23, 1971
MM EQUITY SALES CO.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 3/3/1970
Registered Representative ExaminationCurrent Firm
AER INVESTMENTS INC
CRD#: 11822 / SEC#: , 8-25502
Contact information
Documents
Red Flags
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