John R. Noonan

GREAT OAK CAPITAL PARTNERS

SOUTH EASTON, MA 02375

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CRD#: 4163170

Professional summary

John Russell Noonan III, CFP® is a registered financial advisor currently at GREAT OAK CAPITAL PARTNERS, LLC located in South Easton, Massachusetts.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. John has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Russell Noonan III's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2006

Experience

Current

September 29, 2015 - Present

GREAT OAK CAPITAL PARTNERS, LLC

Office #1: 105r Depot Street Suite 5, South Easton, MA 02375

RIA

CRD#: 281045

SOUTH EASTON, MA

Past

March 6, 2009 - October 1, 2015

OSAIC FA, INC.

RIA

CRD#: 3978

WALTHAM, MA

Past

February 27, 2009 - October 1, 2015

OSAIC FA, INC.

CRD#: 3978

WALTHAM, MA

Past

July 11, 2005 - May 29, 2009

OSAIC FS, INC.

RIA

CRD#: 3870

WALTHAM, MA

Past

April 15, 2005 - May 29, 2009

OSAIC FS, INC.

CRD#: 3870

WALTHAM, MA

Past

September 30, 2002 - April 4, 2005

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

April 28, 2000 - June 3, 2002

LEERINK PARTNERS LLC

CRD#: 39011

BOSTON, MA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

GREAT OAK CAPITAL PARTNERS, LLC

GREAT OAK CAPITAL PARTNERS, LLC | OAKTREE CAPITAL PARTNERS, LLC

CRD#: 281045 / SEC#: 801-116681

RIA

Registered Investment Advisory firm - (5/24/2019 Approved)

Florida

Registered Investment Advisory firm - (5/28/2019 Terminated)

Massachusetts

Registered Investment Advisory firm - (5/28/2019 Terminated)

Rhode Island

Registered Investment Advisory firm - (5/28/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/14/2015)

IAR

Massachusetts
(9/29/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/21/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 5/12/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/27/2000

General Securities Representative Examination

Current Firm

GREAT OAK CAPITAL PARTNERS, LLC

GREAT OAK CAPITAL PARTNERS, LLC | OAKTREE CAPITAL PARTNERS, LLC

CRD#: 281045 / SEC#: 801-116681

RIA

Registered Investment Advisory firm - (5/24/2019 Approved)

Florida

Registered Investment Advisory firm - (5/28/2019 Terminated)

Massachusetts

Registered Investment Advisory firm - (5/28/2019 Terminated)

Rhode Island

Registered Investment Advisory firm - (5/28/2019 Terminated)

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Contact information

Main Address

105r Depot Street Suite 5, South Easton, MA 02375

Mailing Address

P.o. Box 909, South Easton, MA 02375

Phone number

(508) 230-7100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

GREAT OAK DISCLOSURE BROCHURE AND BROCHURE SUPPLEMENTS (1/23/2025)

Regulatory assets under management

Total Number of Accounts	1,760
AUM (Assets Under Management)	$ 390,331,995

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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John R. Noonan

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Russell Noonan III's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC FA, INC.

OSAIC FA, INC.

OSAIC FS, INC.

OSAIC FS, INC.

1717 CAPITAL MANAGEMENT COMPANY

LEERINK PARTNERS LLC

Primary Firm SEC Registration

GREAT OAK CAPITAL PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/21/2004

Series 63

Date: 5/12/2000

SIE

Date: 10/1/2015

Series 7

Date: 4/27/2000

Current Firm

GREAT OAK CAPITAL PARTNERS, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

GREAT OAK CAPITAL PARTNERS, LLC

TRUST BUT VERIFY

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