Jerald M. Kennedy

ADVISER ALLIANCE

COMMERCIAL POINT, OH

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CRD#: 4163151

Professional summary

Jerald Michael Kennedy, who also goes by Jerry Kennedy, is a registered financial advisor currently at ADVISER ALLIANCE, LLC located in Commercial Point, Ohio.

Jerald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Jerald has worked at 7 firms and has passed the Series 6 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jerry Kennedy

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerald Michael Kennedy's CRS (Customer Relationship Summary).

WASSERMAN & ASSOCIATES, INC.

CRD#: 45085

MYRTLE BEACH, SC

Past

September 1, 2000 - September 19, 2005

W&S BROKERAGE SERVICES, INC.

CRD#: 8099

CINCINNATI, OH

Past

May 2, 2000 - September 1, 2000

CINCINNATI ANALYSTS, INC.

CRD#: 5478

CINCINNATI, OH

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Ohio
(5/18/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 6

Date: 5/1/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

ADVISER ALLIANCE, LLC

CRD#: 287551 / SEC#:

California

Registered Investment Advisory firm - (4/18/2017 Approved)

Ohio

Registered Investment Advisory firm - (2/23/2017 Approved)

Texas

Registered Investment Advisory firm - (8/13/2019 Approved)

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Contact information

Main Address

Boardman, OH

Mailing Address

Phone number

(330) 423-0558

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	33
AUM (Assets Under Management)	$ 6,567,155

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Jerald M. Kennedy

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jerald Michael Kennedy's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADVISER ALLIANCE, LLC

SUMMIT WEALTH PARTNERS, LLC

COPPELL ADVISORY SOLUTIONS LLC

APTUS CAPITAL MANAGEMENT

WASSERMAN & ASSOCIATES, INC.

W&S BROKERAGE SERVICES, INC.

CINCINNATI ANALYSTS, INC.

State Registrations and Notice Filings

Exams

Series 6

Date: 5/1/2000

Current Firm

ADVISER ALLIANCE, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

ADVISER ALLIANCE, LLC

TRUST BUT VERIFY

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