John F. Lutz Jr.

AMERICAN WEALTH MANAGEMENT

Casper, WY 82601

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CRD#: 4163091

Professional summary

John Franklyn Lutz Jr. is a registered financial advisor currently at AMERICAN WEALTH MANAGEMENT, INC. located in Casper, Wyoming.

John is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. John has worked at 4 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Franklyn Lutz Jr.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 20, 2011 - Present

AMERICAN WEALTH MANAGEMENT, INC.

Office #1: 118 E. 9th St., Casper, WY 82601

RIA

CRD#: 25536

Casper, WY

Past

December 21, 2009 - December 20, 2011

YELLOWSTONE PARTNERS

RIA

CRD#: 137236

CASPER, WY

Past

January 29, 2002 - October 6, 2009

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

CASPER, WY

Past

January 3, 2002 - October 6, 2009

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

CASPER, WY

Past

July 7, 2000 - November 28, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

AMERICAN WEALTH MANAGEMENT, INC.

CRD#: 25536 / SEC#: 801-66163, 8-41807

RIA

Registered Investment Advisory firm - SEC (1/30/2006 Approved)

Arizona

Registered Investment Advisory firm - SEC (11/28/2023 Terminated)

Florida

Registered Investment Advisory firm - SEC (2/27/2006 Terminated)

Georgia

Registered Investment Advisory firm - SEC (2/27/2006 Terminated)

Texas

Registered Investment Advisory firm - SEC (2/27/2006 Terminated)

Terminated by SEC on 12/02/2024

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(12/14/2023)

IAR

Colorado
(12/15/2022)

IAR

Nebraska
(12/8/2025)

IAR

South Carolina
(12/21/2022)

IAR

Texas
(12/20/2011)

IAR

Washington
(12/16/2022)

IAR

Wyoming
(7/7/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/8/2000

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 7/6/2000

General Securities Representative Examination

Current Firm

AMERICAN WEALTH MANAGEMENT, INC.

CRD#: 25536 / SEC#: 801-66163, 8-41807

RIA

Registered Investment Advisory firm - SEC (1/30/2006 Approved)

Arizona

Registered Investment Advisory firm - SEC (11/28/2023 Terminated)

Florida

Registered Investment Advisory firm - SEC (2/27/2006 Terminated)

Georgia

Registered Investment Advisory firm - SEC (2/27/2006 Terminated)

Texas

Registered Investment Advisory firm - SEC (2/27/2006 Terminated)

Terminated by SEC on 12/02/2024

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Contact information

Main Address

3480 Preston Ridge Road Suite 500, Alpharetta, GA 30005

Mailing Address

Phone number

(770) 392-8741

Established

Georgia since 11/21/1989

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AMERICAN WEALTH MANAGEMENT, INC. (10/1/2025)

Direct owners and executive officers

Name	Position	CRD#
BORZELLO, JEROME AUGUST	CHIEF COMPLIANCE OFFICER/PRES./CFO	801913
BORZELLO, GAVIN MATTHEW	CHIEF AML OFFICER	3242246

Regulatory assets under management

Total Number of Accounts	1,219
AUM (Assets Under Management)	$ 309,865,000

Disclosures

Regulatory Event	6
Arbitration	1

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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John F. Lutz Jr.

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view John Franklyn Lutz Jr.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN WEALTH MANAGEMENT, INC.

YELLOWSTONE PARTNERS

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

AMERICAN WEALTH MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 5/8/2000

Series 7

Date: 7/6/2000

Current Firm

AMERICAN WEALTH MANAGEMENT, INC.

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

AMERICAN WEALTH MANAGEMENT, INC.

TRUST BUT VERIFY

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