Brent G. Mick

STRATEGIC RETIREMENT ADVISORS

Elk Grove, CA 95758

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CRD#: 4163078

Professional summary

Brent Gerald Mick is a registered financial advisor currently at STRATEGIC RETIREMENT ADVISORS, LLC located in Elk Grove, California.

Brent is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Brent has worked at 3 firms and has passed the Series 65, Series 63 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Gerald Mick's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 21, 2007 - Present

STRATEGIC RETIREMENT ADVISORS, LLC

Office #1: 9245 Laguna Springs Drive Suite 200, Elk Grove, CA 95758

RIA

CRD#: 142887

Elk Grove, CA

Past

September 24, 2002 - May 14, 2007

MISSIONSQUARE RETIREMENT

RIA

CRD#: 108783

WASHINGTON, DC

Past

May 22, 2000 - May 14, 2007

MISSIONSQUARE WEALTH MANAGEMENT

CRD#: 23189

SAN JOSE, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC RETIREMENT ADVISORS, LLC

CRD#: 142887 / SEC#: 801-114888

RIA

Registered Investment Advisory firm - (3/22/2019 Approved)

California

Registered Investment Advisory firm - (5/5/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(5/21/2007)

IAR

Nevada
(4/9/2019)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/8/2002

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 4/22/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6

Date: 5/20/2000

Investment Company Products/Variable Contracts Representative Examination

Current Firm

STRATEGIC RETIREMENT ADVISORS, LLC

CRD#: 142887 / SEC#: 801-114888

RIA

Registered Investment Advisory firm - (3/22/2019 Approved)

California

Registered Investment Advisory firm - (5/5/2019 Terminated)

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Contact information

Main Address

9245 Laguna Springs Drive Suite 200, Elk Grove, CA 95758

Mailing Address

8757 Auburn Folsom Rd # 2939, Granite Bay, CA 95746

Phone number

(916) 248-3619

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART II BROCHURE (5/30/2025)

Regulatory assets under management

Total Number of Accounts	1,258
AUM (Assets Under Management)	$ 214,173,360

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brent G. Mick

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brent Gerald Mick's CRS (Customer Relationship Summary).

Certified licenses

Experience

STRATEGIC RETIREMENT ADVISORS, LLC

MISSIONSQUARE RETIREMENT

MISSIONSQUARE WEALTH MANAGEMENT

Primary Firm SEC Registration

STRATEGIC RETIREMENT ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 6/8/2002

Series 63

Date: 4/22/2000

Series 6

Date: 5/20/2000

Current Firm

STRATEGIC RETIREMENT ADVISORS, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

STRATEGIC RETIREMENT ADVISORS, LLC

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