Robert J. Auster
Professional summary
Robert James Auster is a registered financial advisor currently at CBIZ FINANCIAL SOLUTIONS, INC. located in Phoenix, Arizona and CBIZ INVESTMENT ADVISORY SERVICES, LLC located in Phoenix, Arizona.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Robert has worked at 4 firms and has passed the Series 65, Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert James Auster's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 13, 2017 - Present
CBIZ FINANCIAL SOLUTIONS, INC.
Office #1: 4722 North 24th Street Suite 300, Phoenix, AZ 85016Office #2: 5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131November 29, 2018 - Present
CBIZ INVESTMENT ADVISORY SERVICES, LLC
Office #1: 4722 North 24th Street, Suite 300, Phoenix, AZ 85016January 3, 2005 - Present
CBIZ FINANCIAL SOLUTIONS, INC.
Office #1: 4722 North 24th Street Suite 300, Phoenix, AZ 85016Office #2: 5959 Rockside Woods Blvd N Suite 600, Cleveland, OH 44131October 31, 2001 - November 15, 2004
NATIONAL PLANNING CORPORATION
July 12, 2000 - December 31, 2000
MML INVESTORS SERVICES, LLC
Primary Firm SEC Registration
CBIZ INVESTMENT ADVISORY SERVICES, LLC
CRD#: 286002 / SEC#: 801-108996
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/27/2005)
(2/14/2025)
(1/27/2005)
(10/13/2017)
(1/3/2005)
(1/2/2014)
(1/2/2014)
(12/16/2015)
(6/18/2013)
(12/11/2014)
(12/3/2018)
(12/4/2018)
(1/2/2014)
(12/23/2013)
(1/2/2014)
(1/2/2014)
(2/27/2023)
(1/3/2005)
(1/3/2005)
(8/23/2013)
(1/2/2014)
(1/2/2014)
(1/7/2014)
(1/2/2014)
(1/2/2014)
(1/2/2014)
(1/3/2005)
(1/3/2005)
(12/20/2010)
(2/6/2017)
Exams
FINRA
Current Firm
CBIZ INVESTMENT ADVISORY SERVICES, LLC
CRD#: 286002 / SEC#: 801-108996
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 2,658 |
| AUM (Assets Under Management) | $ 10,491,932,749 |
Red Flags
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