Jonathan O. Yorks

WALTER & SHUFFAIN FINANCIAL SERVICES

BOSTON, MA 02110

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CRD#: 4162492

Professional summary

Jonathan Owen Yorks, who also goes by Jonathan Owens Yorks, is a registered financial advisor currently at WALTER & SHUFFAIN FINANCIAL SERVICES, LLC located in Boston, Massachusetts.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Jonathan has worked at 3 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jonathan Owens Yorks

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

MEMBER OF WALTER & SHUFFAIN P.C., CERTIFIED PUBLIC ACCOUNTANTS/BUSINESS CONSULTANTS LOCATED AT 501 PROVIDENCE HWY., NORWOOD, MA 02062

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Owen Yorks's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 7, 2008 - Present

WALTER & SHUFFAIN FINANCIAL SERVICES, LLC

Office #1: One International Place Suite 1010, Boston, MA 02110

RIA

CRD#: 147347

BOSTON, MA

Past

April 17, 2002 - December 1, 2004

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

Past

March 29, 2000 - November 8, 2000

J. B. HANAUER & CO.

CRD#: 6958

PARSIPPANY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(8/7/2008)

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Exams

State Security Law Exam

IAR

Series 66

Date: 12/8/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 1/18/2000

General Securities Representative Examination

Current Firm

WALTER & SHUFFAIN FINANCIAL SERVICES, LLC

CRD#: 147347 / SEC#:

Massachusetts

Registered Investment Advisory firm - (8/7/2008 Approved)

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Contact information

Main Address

One International Place Suite 1010, Boston, MA 02110

Mailing Address

Phone number

(617) 447-2719

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Jonathan O. Yorks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Owen Yorks's CRS (Customer Relationship Summary).

Certified licenses

Experience

WALTER & SHUFFAIN FINANCIAL SERVICES, LLC

PRUCO SECURITIES, LLC.

J. B. HANAUER & CO.

State Registrations and Notice Filings

Exams

Series 66

Date: 12/8/1999

Series 7

Date: 1/18/2000

Current Firm

WALTER & SHUFFAIN FINANCIAL SERVICES, LLC

Contact information

Documents

Red Flags

Company Information

WALTER & SHUFFAIN FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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