Craig D. Shuffain

WALTER & SHUFFAIN FINANCIAL SERVICES

BOSTON, MA 02110

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CRD#: 4162430

Professional summary

Craig Don Shuffain is a registered financial advisor currently at WALTER & SHUFFAIN FINANCIAL SERVICES, LLC located in Boston, Massachusetts.

Craig is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Craig has worked at 3 firms and has passed the Series 63, Series 65 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

WALTER & SHUFFAIN P.C. NON INVESTMENT RELATED. LOCATED IN NORWOOD MA. CPA FIRM. MANAGING SHAREHOLDER. STARTED 07/1994. 150 HRS PER MONTH.***WALTER & SHUFFAIN FINANCIAL SERVICES LLC. INVESTMENT RELATED.LOCATED IN NORWOOD, MA. INSURANCE AND INVESTMENT. PARTNER 07/01/1999 TO PRESENT. 10 HRS PER MONTH. AT THIS SAME LOCATION I AM INVOLVED IN REAL ESTATE. MANGAER FROM 07/1994 TO PRESENT. 10 HRS PER MONTH. **PRACTICE MANAGEMENT LLC. LOCATED IN NORWOOD MA. NOT INVESTMENT RELATED. EMPLOYEE LEASING, MANAGER FROM 08/2001 TO PRESENT. 20 HRS PER MONTH.***BILLING RECOVERY LLC. NON INVESTMENT RELATED. NORWOOD MA. ACCOUNTS RECEIVABLE COLLECLTION. MANAGER 08/01 TO PRESENT. 0 HRS PER MONTH.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Don Shuffain's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 7, 2008 - Present

WALTER & SHUFFAIN FINANCIAL SERVICES, LLC

Office #1: One International Place Suite 1010, Boston, MA 02110

RIA

CRD#: 147347

BOSTON, MA

Past

November 27, 2002 - October 2, 2003

EQUITY SERVICES, INC.

CRD#: 265

MONTPELIER, VT

Past

March 29, 2000 - November 8, 2000

J. B. HANAUER & CO.

CRD#: 6958

PARSIPPANY, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(8/7/2008)

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Exams

State Security Law Exam

Series 63

Date: 11/23/1999

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/21/1999

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 7

Date: 11/16/1999

General Securities Representative Examination

Current Firm

WALTER & SHUFFAIN FINANCIAL SERVICES, LLC

CRD#: 147347 / SEC#:

Massachusetts

Registered Investment Advisory firm - (8/7/2008 Approved)

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Contact information

Main Address

One International Place Suite 1010, Boston, MA 02110

Mailing Address

Phone number

(617) 447-2719

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

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Craig D. Shuffain

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Craig Don Shuffain's CRS (Customer Relationship Summary).

Certified licenses

Experience

WALTER & SHUFFAIN FINANCIAL SERVICES, LLC

EQUITY SERVICES, INC.

J. B. HANAUER & CO.

State Registrations and Notice Filings

Exams

Series 63

Date: 11/23/1999

Series 65

Date: 10/21/1999

Series 7

Date: 11/16/1999

Current Firm

WALTER & SHUFFAIN FINANCIAL SERVICES, LLC

Contact information

Documents

Red Flags

Company Information

WALTER & SHUFFAIN FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

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