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MC

Matthew Coe

CTC
Chicago, IL 60605
Some features on this profile are disabled
CRD#: 4162357
MC

Professional summary

Matthew Coe, who also goes by Matthew James Coe, Matthew James Gale Coe, Matthew Coe, is a registered financial professional currently at CTC, LLC located in Chicago, Illinois.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2000. Matthew has worked at 9 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Matthew James Coe | Matthew James Gale Coe | Matthew Coe

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Matthew Coe's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

May 12, 2026 - Present

CTC, LLC

Office #1: 425 S. Financial Place 4th Floor, Chicago, IL 60605
BD
CRD#: 44597
Chicago, IL
Past

February 8, 2023 - January 14, 2026

MCAP LLC

BD
CRD#: 139515
NEW YORK, NY
Past

May 3, 2016 - February 10, 2023

MONROE FINANCIAL PARTNERS, INC.

BD
CRD#: 2811
CHICAGO, IL
Past

November 2, 2009 - April 22, 2016

CITY SECURITIES CORPORATION

RIA
CRD#: 1459
INDIANAPOLIS, IN
Past

November 2, 2009 - April 22, 2016

CITY SECURITIES CORPORATION

BD
CRD#: 1459
INDIANAPOLIS, IN
Past

April 4, 2008 - November 6, 2009

FIFTH THIRD SECURITIES, INC.

RIA
CRD#: 628
INDIANAPOLIS, IN
Past

April 4, 2008 - November 6, 2009

FIFTH THIRD SECURITIES, INC.

BD
CRD#: 628
INDIANAPOLIS, IN
Past

July 6, 2005 - April 2, 2008

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
CARMEL, IN
Past

July 6, 2005 - April 2, 2008

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
CARMEL, IN
Past

May 19, 2005 - July 6, 2005

BANC ONE SECURITIES CORPORATION

RIA
CRD#: 16999
FISHERS, IN
Past

May 19, 2004 - July 6, 2005

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL
Past

October 24, 2002 - July 21, 2003

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

BD
CRD#: 39805
CHICAGO, IL
Past

October 9, 2000 - February 12, 2002

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 5/18/2005
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 10/19/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 10/6/2000
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 9/24/2020
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/15/2019
General Securities Principal Examination
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
Nasdaq Texas, LLC

Current Firm

CL
CTC, LLC
CTC L.L.C. | CTC, LLC

CRD#: 44597 / SEC#: , 8-50758

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information

Main Address
425 S. Financial Place 4th Floor, Chicago, IL 60605
Mailing Address
425 S. Financial Place 4th Floor, Chicago, IL 60605
Phone number
(312) 863-8000
Established
Illinois since 01/02/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
CTC TRADING GROUP, L.L.C.SOLE MEMBER
ESTELL, BRETT MATTHEWPRESIDENT4568030
KIM, ALBERT JINWOOCHIEF COMPLIANCE OFFICER6183300
POPE, LISA YVETTEFINOP, PFO, POO2200264

Disclosures

Regulatory Event18

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

CTC, LLC

CRD#: 44597Chicago, IL 60605

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