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MC

Matthew Coe

CTC
Chicago, IL 60605
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CRD#: 4162357
MC
Matthew CoeCTC

Professional summary


Matthew Coe, who also goes by Matthew James Coe, Matthew James Gale Coe, Matthew Coe, is a registered financial professional currently at CTC, LLC located in Chicago, Illinois and CTC EXECUTION SERVICES, LLC located in Chicago, Illinois.

Matthew is registered as a RR (Registered Representative) and started their career in finance in 2000. Matthew has worked at 10 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 53 and Series 24 exams.

Aliases


Matthew James Coe | Matthew James Gale Coe | Matthew Coe

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Matthew Coe's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

May 12, 2026 - Present

CTC, LLC

Office #1: 425 S. Financial Place 4th Floor, Chicago, IL 60605
BD
CRD#: 44597
Chicago, IL
Current

July 27, 2026 - Present

CTC EXECUTION SERVICES, LLC

Office #1: 425 S. Financial Place 4th Floor, Chicago, IL 60605
BD
CRD#: 338699
CHICAGO, IL
Past

February 8, 2023 - January 14, 2026

MCAP LLC

BD
CRD#: 139515
NEW YORK, NY
Past

May 3, 2016 - February 10, 2023

MONROE FINANCIAL PARTNERS, INC.

BD
CRD#: 2811
CHICAGO, IL
Past

November 2, 2009 - April 22, 2016

CITY SECURITIES CORPORATION

RIA
CRD#: 1459
INDIANAPOLIS, IN
Past

November 2, 2009 - April 22, 2016

CITY SECURITIES CORPORATION

BD
CRD#: 1459
INDIANAPOLIS, IN
Past

April 4, 2008 - November 6, 2009

FIFTH THIRD SECURITIES, INC.

RIA
CRD#: 628
INDIANAPOLIS, IN
Past

April 4, 2008 - November 6, 2009

FIFTH THIRD SECURITIES, INC.

BD
CRD#: 628
INDIANAPOLIS, IN
Past

July 6, 2005 - April 2, 2008

CHASE INVESTMENT SERVICES CORP.

RIA
CRD#: 25574
CARMEL, IN
Past

July 6, 2005 - April 2, 2008

CHASE INVESTMENT SERVICES CORP.

BD
CRD#: 25574
CARMEL, IN
Past

May 19, 2005 - July 6, 2005

BANC ONE SECURITIES CORPORATION

RIA
CRD#: 16999
FISHERS, IN
Past

May 19, 2004 - July 6, 2005

BANC ONE SECURITIES CORPORATION

BD
CRD#: 16999
CHICAGO, IL
Past

October 24, 2002 - July 21, 2003

GUGGENHEIM FUNDS DISTRIBUTORS, LLC

BD
CRD#: 39805
CHICAGO, IL
Past

October 9, 2000 - February 12, 2002

CHARLES SCHWAB & CO., INC.

BD
CRD#: 5393
WESTLAKE, TX

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 5/18/2005
Uniform Investment Adviser Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
RR
Series 24
Date: 11/15/2019
General Securities Principal Examination
SRO Registrations
RR
Cboe BZX Exchange, Inc.
SRO Registrations
RR
Cboe C2 Exchange, Inc.
SRO Registrations
RR
Cboe EDGX Exchange, Inc.
SRO Registrations
RR
Cboe Exchange, Inc.
SRO Registrations
RR
FINRA
SRO Registrations
RR
NYSE American LLC
SRO Registrations
RR
NYSE Arca, Inc.
SRO Registrations
RR
Nasdaq GEMX, LLC
SRO Registrations
RR
Nasdaq ISE, LLC
SRO Registrations
RR
Nasdaq MRX, LLC
SRO Registrations
RR
Nasdaq PHLX LLC
SRO Registrations
RR
Nasdaq Stock Market
SRO Registrations
RR
Nasdaq Texas, LLC

Current Firm


CE
CTC EXECUTION SERVICES, LLC
CTC EXECUTION SERVICES, LLC

CRD#: 338699 / SEC#: , 8-71452

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
425 S. Financial Place 4th Floor, Chicago, IL 60605
Mailing Address
425 S. Financial Place 4th Floor, Chicago, IL 60605
Phone number
(312) 863-8000
Established
Delaware since 08/20/2025
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
CTC TRADING GROUP, LLCSOLE MEMBER
GEBAUER, JESSICA ANNPRESIDENT5878688
KIM, ALBERT JINWOOCHIEF COMPLIANCE OFFICER6183300
POPE, LISA YVETTEFINOP2200264

Red Flags


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Company Information


CTC EXECUTION SERVICES, LLC

CRD#: 338699Chicago, IL 60605

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