Timothy F. Culleton
Professional summary
Timothy Fitzpatrick Culleton is a registered financial professional currently at ALAMO CAPITAL located in Walnut Creek, California.
Timothy is registered as a RR (Registered Representative) and started their career in finance in 2000. Timothy has worked at 2 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Timothy Fitzpatrick Culleton's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 3, 2009 - Present
ALAMO CAPITAL
Office #1: 201 N Civic Dr #180, Walnut Creek, CA 94596May 30, 2000 - March 2, 2009
THOMAS WEISEL PARTNERS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/3/2009)
(4/3/2009)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 11/15/2003
Limited Representative-Equity Trader ExamFINRA
Current Firm
ALAMO CAPITAL
CRD#: 26193 / SEC#: , 8-42293
Contact information
FINRA licenses (41 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 14 |
| AUM (Assets Under Management) | $ 81,684,700 |
Disclosures
| Regulatory Event | 3 |
| Bond | 3 |
Red Flags
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Company Information
ALAMO CAPITAL
CRD#: 26193Walnut Creek, CA 94596TRUST BUT VERIFY
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