Fernando Perez
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Fernando Perez was a registered financial professional .
Fernando is a previously registered financial professional and started their career in finance in 2000. Fernando had worked at 7 firms and has passed the Series 66, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 28, 2017 - October 15, 2018
ARKADIOS CAPITAL
January 28, 2016 - October 15, 2018
ACG WEALTH INC.
January 5, 2016 - April 13, 2017
TRIAD ADVISORS LLC
March 31, 2011 - December 31, 2015
WESTERN INTERNATIONAL SECURITIES, INC.
March 31, 2011 - December 31, 2015
WESTERN INTERNATIONAL SECURITIES, INC.
July 12, 2010 - April 1, 2011
BURNHAM ASSET MANAGEMENT CORP
November 10, 2005 - April 1, 2011
BURNHAM SECURITIES INC.
June 12, 2000 - November 21, 2001
GOLDMAN SACHS & CO. LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ARKADIOS CAPITAL
CRD#: 282710 / SEC#: , 8-69729
Contact information
FINRA licenses (53 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
