Jordan M. Mishaan
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jordan Marc Mishaan, who also goes by Jordan Mishaan, was a registered financial professional .
Jordan is a previously registered financial professional and started their career in finance in 2001. Jordan had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 56, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 13, 2015 - November 6, 2015
T3 TRADING GROUP, LLC
November 7, 2011 - January 2, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 11, 2011 - January 2, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 29, 2009 - August 30, 2010
ECHOTRADE LLC
October 27, 2008 - December 22, 2008
MADISON PROPRIETARY TRADING GROUP, LLC
September 5, 2008 - November 6, 2008
OFFMAN SECURITIES, LLC
October 19, 2007 - March 28, 2008
G-2 TRADING,LLC
April 22, 2006 - October 18, 2007
ECHOTRADE LLC
February 19, 2004 - November 18, 2004
FIS BROKERAGE & SECURITIES SERVICES LLC
August 16, 2002 - December 16, 2003
SCHONFELD SECURITIES, LLC
April 6, 2001 - September 11, 2002
RUMSON CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 56
Date: 8/12/2015
Proprietary Trader Qualification ExaminationSeries 55
Date: 5/23/2001
Limited Representative-Equity Trader ExamCurrent Firm
T3 TRADING GROUP, LLC
CRD#: 154431 / SEC#: , 8-68639
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| T3 COMPANIES, LLC | MEMBER/OWNER | |
| LI, XIAOYAN | PRINCIPAL FINANCIAL OFFICER | 4465893 |
| LI, XIAOYAN | PRINCIPAL OPERATIONS OFFICER | 4465893 |
| LI, XIAOYAN | FINOP | 4465893 |
| MARQUIS, GARRET CHRISTIAN | CHEIF EXECUTIVE OFFICER | 3198686 |
| PIKOWSKI, STEVEN | CHIEF COMPLIANCE OFFICER | 1562340 |
| REDLER, SCOTT JASON JR | CHIEF STRATEGIC OFFICER | 2680492 |
Disclosures
| Regulatory Event | 3 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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