Marc S. Greenberg
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Marc Scott Greenberg was a registered financial professional .
Marc is a previously registered financial professional and started their career in finance in 2000. Marc had worked at 5 firms and has passed the Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 25, 2011 - January 4, 2013
ECHOTRADE LLC
October 14, 2010 - October 21, 2011
ECHOTRADE LLC
January 29, 2010 - August 23, 2010
BGC FINANCIAL, L.P.
May 22, 2006 - September 27, 2007
WHEATLEY CAPITAL SERIES FUND LLC
August 30, 2004 - March 16, 2005
SCHONFELD SECURITIES, LLC
August 27, 2002 - July 11, 2003
SCHONFELD SECURITIES, LLC
June 22, 2001 - September 10, 2002
RUMSON CAPITAL, LLC
April 17, 2000 - June 13, 2001
SCHONFELD SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 55
Date: 7/3/2000
Limited Representative-Equity Trader ExamCurrent Firm
ECHOTRADE LLC
CRD#: 42239 / SEC#: , 8-49764
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
Red Flags
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