John P. Carrig
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Patrick Carrig was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1989. John had worked at 7 firms and has passed the Series 63, Series 3, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 30, 2009 - December 5, 2012
STEVEN L. POMERANZ FINANCIAL MANAGEMENT, INC.
July 9, 2003 - February 12, 2020
GOLD COAST FINANCIAL PLANNING
June 2, 1995 - October 12, 1998
MORGAN STANLEY & CO. LLC
March 7, 1994 - June 6, 1995
HUDSON FINANCIAL INCORPORATED
December 12, 1990 - April 10, 1992
NETWORK 1 FINANCIAL SECURITIES INC.
August 16, 1990 - December 14, 1990
FIRST MONTAUK SECURITIES CORP.
December 8, 1989 - September 5, 1990
GRADY AND HATCH & COMPANY, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
STEVEN L. POMERANZ FINANCIAL MANAGEMENT, INC.
CRD#: 129446 / SEC#: 801-62556
Contact information
Documents
Red Flags
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