Anthony M. Montenegro

THE BLACKMONT GROUP

FULLERTON, CA 92835

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CRD#: 4161085

Professional summary

Anthony Mark Montenegro is a registered financial advisor currently at THE BLACKMONT GROUP located in Fullerton, California.

Anthony is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Anthony has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 9 and Series 10 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Anthony Montenegro is currently employed as a Real Estate Investor under which he owns, buys and sells real estate. This activity accounts for approximately 5% of his time during trading hours.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Mark Montenegro's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 27, 2024 - Present

THE BLACKMONT GROUP

Office #1: 1440 N. Harbor Blvd Suite 900, Fullerton, CA 92835

RIA

CRD#: 6413

SAN BERNARDINO, CA

Past

March 15, 2006 - July 5, 2006

CENTAURUS FINANCIAL, INC.

CRD#: 30833

ORANGE, CA

Past

February 27, 2001 - March 10, 2006

WAMU INVESTMENTS, INC.

CRD#: 599

IRVINE, CA

Past

July 19, 2000 - January 9, 2001

PRUCO SECURITIES, LLC.

CRD#: 5685

NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(9/27/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/4/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/21/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/28/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/18/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 9

Date: 10/29/2011

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 8/18/2011

General Securities Sales Supervisor - General Module Examination

Current Firm

THE BLACKMONT GROUP

MONTENEGRO, ANTHONY | THE BLACKMONT GROUP LLC | THE BLACKMONT GROUP

CRD#: 332776 / SEC#:

California

Registered Investment Advisory firm - (9/27/2024 Approved)

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Contact information

Main Address

1440 N. Harbor Blvd Suite 900, Fullerton, CA 92835

Mailing Address

Phone number

(714) 987-2453

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	44
AUM (Assets Under Management)	$ 8,005,917

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Anthony M. Montenegro

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Anthony Mark Montenegro's CRS (Customer Relationship Summary).

Certified licenses

Experience

CREATIVE FINANCIAL DESIGNS, INC.

CFD INVESTMENTS, INC.

D.A. DAVIDSON & CO.

D.A. DAVIDSON & CO.

CREATIVE FINANCIAL DESIGNS, INC.

CFD INVESTMENTS, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

CHASE INVESTMENT SERVICES CORP.

CHASE INVESTMENT SERVICES CORP.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

CENTAURUS FINANCIAL, INC.

WAMU INVESTMENTS, INC.

PRUCO SECURITIES, LLC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/4/2009

Series 63

Date: 4/21/2000

SIE

Date: 10/1/2018

Series 7

Date: 9/28/2004

Series 6

Date: 7/18/2000

Series 9

Date: 10/29/2011

Series 10

Date: 8/18/2011

Current Firm

THE BLACKMONT GROUP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

THE BLACKMONT GROUP

TRUST BUT VERIFY

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