Joseph P. Hanley

STOW, MA

CRD#: 4161046

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Professional summary

Joseph Patrick Hanley, CFP®, who also goes by Joe Hanley, was a registered financial advisor .

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Joseph had worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.

Biography

I assist individuals and small businesses with utilizing and implementing Fidelity's comprehensive wealth planning strategies.  What makes me different are the values I practice on a daily basis, the most important being integrity.  What this means to me is to build a brand of reliability and accountability, to be honest with you, and to assist you with working toward your wealth planning goals.

Question & Answer

What are your service offerings?

Insurance Planning

Comprehensive Financial Planni...

Retirement Planning

Investment Planning

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Joe Hanley

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2003

Education

Seattle Pacific University

Master of Business Administration (MBA) - Business - Entrepreneurial Management

1997

Bryant College

Bachelor of Science (BS) - Finance

1985

Experience

Current

June 30, 2026 - Present

STOW, MA

Past

March 7, 2025 - May 6, 2026

KOVACK ADVISORS, INC.

RIA

CRD#: 140808

Stow, MA

Past

February 21, 2025 - May 6, 2026

KOVACK SECURITIES INC.

CRD#: 44848

Stow, MA

Past

July 13, 2018 - August 26, 2024

FIDELITY PERSONAL AND WORKPLACE ADVISORS

RIA

CRD#: 288590

BOSTON, MA

Past

March 13, 2006 - July 13, 2018

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

FRAMINGHAM, MA

Past

July 3, 2000 - August 26, 2024

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

FRAMINGHAM, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(6/30/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/3/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/3/2003

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/29/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 2/3/2009

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 12/22/2008

General Securities Sales Supervisor - Options Module Examination

Current firm

No current employment

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Joseph P. Hanley

Professional summary

Biography

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Education

Seattle Pacific University

Bryant College

Experience

KOVACK SECURITIES INC.

FIDELITY PERSONAL AND WORKPLACE ADVISORS

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/3/2006

Series 63

Date: 12/3/2003

SIE

Date: 10/1/2018

Series 7

Date: 6/29/2000

Series 10

Date: 2/3/2009

Series 9

Date: 12/22/2008

Current firm

No current employment

Red Flags

Company Information

No current employment

TRUST BUT VERIFY

Contact information

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