Ronald P. Schutz
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Ronald Philip Schutz, who also goes by Ron Schutz, Ronald Phillip Schutz, was a registered financial professional .
Ronald is a previously registered financial professional and started their career in finance in 1974. Ronald had worked at 17 firms and has passed the Series 63, Series 79TO, SIE, PC, Series 7, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2014 - July 27, 2023
WORLD EQUITY GROUP, INC.
October 7, 2014 - July 27, 2023
WORLD EQUITY GROUP, INC.
August 27, 2007 - November 6, 2014
RESOURCE HORIZONS INVESTMENT ADVISORY, INC.
April 16, 2001 - December 31, 2007
RESOURCE HORIZONS GROUP LLC
April 16, 2001 - September 30, 2014
RESOURCE HORIZONS GROUP LLC
April 21, 1999 - October 26, 2004
RIDGEBACK CAPITAL MANAGEMENT
January 28, 1999 - April 16, 2001
WALNUT STREET SECURITIES, INC.
October 29, 1997 - December 31, 1998
SIGNAL SECURITIES, INC.
July 25, 1995 - December 31, 1997
CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.
July 18, 1995 - September 17, 1997
CADARET, GRANT & CO., INC.
April 21, 1992 - December 10, 1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA
April 21, 1992 - August 16, 1995
PRUCO SECURITIES, LLC.
August 25, 1989 - January 9, 1992
PRUDENTIAL EQUITY GROUP, LLC
August 24, 1987 - August 25, 1989
THOMSON MCKINNON SECURITIES INC.
November 8, 1984 - July 27, 1987
CIBC WORLD MARKETS CORP.
December 14, 1982 - March 23, 1983
MONARCH SECURITIES, INC.
May 5, 1982 - November 15, 1984
ROTAN MOSLE INC.
November 25, 1980 - May 17, 1982
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 3, 1974 - August 6, 1984
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANY
Primary Firm SEC Registration
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationPC
Date: 11/15/1980
AMEX Put and Call ExamSeries 1
Date: 4/22/1974
Registered Representative ExaminationCurrent Firm
WORLD EQUITY GROUP, INC.
CRD#: 29087 / SEC#: 801-56328, 8-44088
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 3,151 |
| AUM (Assets Under Management) | $ 944,844,374 |
Disclosures
| Regulatory Event | 12 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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