Jerry A. Schutte
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jerry Allen Schutte was a registered financial professional .
Jerry is a previously registered financial professional and started their career in finance in 1974. Jerry had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 28, 2020 - September 30, 2020
FAMILY CAPITAL MANAGEMENT
June 6, 2014 - October 1, 2020
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
February 27, 1987 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
May 1, 1974 - June 9, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
Primary Firm SEC Registration
FAMILY CAPITAL MANAGEMENT
CRD#: 111230 / SEC#: 801-110407
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 4/25/1974
Registered Representative ExaminationCurrent Firm
FAMILY CAPITAL MANAGEMENT
CRD#: 111230 / SEC#: 801-110407
Contact information
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,322 |
| AUM (Assets Under Management) | $ 435,118,171 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
