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JH

Jennifer F. Hsui

BLACKROCK INVESTMENTS
San Francisco, CA 94105
Some features on this profile are disabled
CRD#: 4160394
JH

Professional summary

Jennifer Fung-yi Hsui, CFA, who also goes by Jennifer F Hsui, Jenny Hsui, is a registered financial professional currently at BLACKROCK INVESTMENTS, LLC located in San Francisco, California.

Jennifer is registered as a RR (Registered Representative) and started their career in finance in 2000. Jennifer has worked at 6 firms and has passed the Series 63, SIE, Series 3, Series 87 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jennifer F Hsui | Jenny Hsui

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jennifer Fung-yi Hsui's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFA

Chartered Financial Analyst

Experience

Current

August 5, 2013 - Present

BLACKROCK INVESTMENTS, LLC

Office #1: 400 Howard Street, San Francisco, CA 94105
BD
CRD#: 38642
San Francisco, CA
Past

March 3, 2006 - August 5, 2013

BLACKROCK EXECUTION SERVICES

BD
CRD#: 39438
SAN FRANCISCO, CA
Past

February 6, 2004 - February 3, 2006

RBC CAPITAL MARKETS CORPORATION

BD
CRD#: 6579
NEW YORK, NY
Past

June 7, 2002 - February 6, 2004

RBC CAPITAL MARKETS, LLC

BD
CRD#: 31194
NEW YORK, NY
Past

August 2, 2000 - June 14, 2002

CITIGROUP GLOBAL MARKETS INC.

BD
CRD#: 7059
NEW YORK, NY
Past

April 7, 2000 - June 15, 2000

DB ALEX. BROWN LLC

BD
CRD#: 17790
BALTIMORE, MD

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(8/5/2013)

Exams

State Security Law Exam
RR
Series 63
Date: 4/18/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 12/4/2009
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 87
Date: 12/15/2004
Research Analyst Exam - Part II Regulations Module
General Industry/Product Exam
RR
Series 7
Date: 4/6/2000
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

BI
BLACKROCK INVESTMENTS, LLC
BFM ADVISORY, INC. | PROVIDENT ADVISORS, INC. | PROVIDENT ADVISERS, INC. | BLACKROCK INVESTMENTS, LLC | BLACKROCK INVESTMENTS, INC.

CRD#: 38642 / SEC#: , 8-48436

BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information

Main Address
50 Hudson Yards, New York, NY 10001
Mailing Address
1 University Square Drive, Princeton, NJ 08540
Phone number
(609) 282-3046
Established
Delaware since 10/21/1994
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
BLACKROCK FINANCIAL MANAGEMENT, INCSOLE SHAREHOLDER107105
DEVICO, JOSEPH GEORGEMANAGER2808563
HEROLD, MEREDITH LMANAGER4792340
MARCUS, ZACHARY SETHCHIEF FINANCIAL OFFICER AND FINOP7040433
MARO, JONATHAN MARTINCHIEF EXECUTIVE OFFICER AND MANAGER6476640
MEADE, CHRISTOPHER JOSEPHCHIEF LEGAL OFFICER6728448
ROHE, DOMINIKMANAGER3275040
ROSTA, GREGORY MATTHEWCHIEF COMPLIANCE OFFICER5193482
RZOMP, CYNTHIA SUEN-WAHCHIEF OPERATING OFFICER5221316
VILLACORTA, ROLAND ESTEBANMANAGER2566073

Disclosures

Regulatory Event2
Arbitration1

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

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Company Information

BLACKROCK INVESTMENTS, LLC

CRD#: 38642San Francisco, CA 94105

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