Ofer E. Gabbay

Some features on this profile are disabled

CRD#: 4160262

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Ofer Ephraim Gabbay was a registered financial professional .

Ofer is a previously registered financial professional and started their career in finance in 2000. Ofer had worked at 5 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

January 2, 2014 - November 20, 2018

TARGETED FINANCIAL SERVICES, LLC

RIA

CRD#: 129049

HOLMDEL, NJ

Past

April 26, 2006 - October 13, 2009

TRIAD ADVISORS LLC

CRD#: 25803

WOODBRIGE, NJ

Past

October 24, 2005 - April 26, 2006

CETERA FINANCIAL SPECIALISTS LLC

CRD#: 10358

STAMFORD, CT

Past

March 22, 2004 - September 18, 2013

THE GREEN GROUP

RIA

CRD#: 127693

WOODBRIDGE, NJ

Past

November 17, 2003 - January 21, 2004

TARGETED FINANCIAL SERVICES, LLC

RIA

CRD#: 129049

WOODBRIDGE, NJ

Past

December 18, 2000 - October 24, 2005

C. J. M. PLANNING CORP.

CRD#: 5698

POMPTON LAKES, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TARGETED FINANCIAL SERVICES, LLC

CRD#: 129049 / SEC#: 801-62542

RIA

Registered Investment Advisory firm - (12/19/2003 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/16/1999

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 12/15/2000

General Securities Representative Examination

Current Firm

TARGETED FINANCIAL SERVICES, LLC

CRD#: 129049 / SEC#: 801-62542

RIA

Registered Investment Advisory firm - (12/19/2003 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

5666 Seminole Blvd Suite 146, Seminole, FL 33772

Mailing Address

3301 Route 66 Building A 2nd Flr, Neptune, NJ, 07753

Phone number

(732) 750-9880

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (8 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TARGETED FINANCIAL SERVICES, LLC DISCLOSURE BROCHURE (3/23/2025)

Regulatory assets under management

Total Number of Accounts	818
AUM (Assets Under Management)	$ 298,462,813

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Ofer E. Gabbay

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

TARGETED FINANCIAL SERVICES, LLC

TRIAD ADVISORS LLC

CETERA FINANCIAL SPECIALISTS LLC

THE GREEN GROUP

TARGETED FINANCIAL SERVICES, LLC

C. J. M. PLANNING CORP.

Primary Firm SEC Registration

TARGETED FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 11/16/1999

Series 7

Date: 12/15/2000

Current Firm

TARGETED FINANCIAL SERVICES, LLC

Contact information

SEC notice filing (8 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

TARGETED FINANCIAL SERVICES, LLC

TRUST BUT VERIFY

Similar Advisors