AdvisorCheck - Find and Connect with Top Financial Advisors on Your Terms
Advisor Search
Why AdvisorCheck

We're Here To Help

AdvisorCheck empowers you to find, evaluate, and monitor financial advisors with confidence and clarity.

Advisor Monitoring

Financial advisor's situations can change, sometimes without notice. AdvisorCheck's Monitoring tool helps you avoid surprises and stay on top of your financial health.

Firm Stability Insights

The stability of your financial advisor's firm has a significant impact in the security and quality of service you receive. Our tool provides historical data and key insights over time to help you make informed, confident decisions.

Pricing
For Advisors
KB

Kenneth C. Baker

Some features on this profile are disabled
CRD#: 4160207
KB

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kenneth Charles Baker JR, who also goes by Kenneth Charles Baker, was a registered financial advisor .

Kenneth is a previously registered financial advisor and started their career in finance in 2000. Kenneth had worked at 4 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Kenneth Charles Baker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

July 15, 2005 - November 23, 2005

JBS LIBERTY SECURITIES, INC.

RIA
CRD#: 36179
CARY, NC
Past

July 15, 2005 - November 23, 2005

JBS LIBERTY SECURITIES, INC.

BD
CRD#: 36179
KANNAPOLIS, NC
Past

March 4, 2005 - July 30, 2005

GUNNALLEN FINANCIAL, INC

BD
CRD#: 17609
TAMPA, FL
Past

March 1, 2005 - July 30, 2005

GUNNALLEN FINANCIAL, INC

RIA
CRD#: 17609
RALEIGH, NC
Past

November 6, 2002 - March 9, 2004

TRUIST INVESTMENT SERVICES, INC.

RIA
CRD#: 17499
WASHINGTON, DC
Past

November 5, 2002 - March 9, 2004

TRUIST INVESTMENT SERVICES, INC.

BD
CRD#: 17499
ATLANTA, GA
Past

July 5, 2001 - October 29, 2002

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
WASHINGTON, DC
Past

October 10, 2000 - October 29, 2002

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

May 23, 2000 - September 8, 2000

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 5/23/2001
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 9/30/2000
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 31
Date: 8/27/2001
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 5/22/2000
General Securities Representative Examination

Current Firm

JL
JBS LIBERTY SECURITIES, INC.
CENTURA SECURITIES, INC. | RBC CENTURA SECURITIES, INC. | RBC CENTURA SECURITIES INC. | JONES BAINS SIDES INVESTMENT GROUP, INC | JBS LIBERTY SECURITIES, INC.

CRD#: 36179 / SEC#: , 8-47036

BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
708 Mclain Road, Kannapolis, NC 28083
Mailing Address
708 Mclain Road, Kannapolis, NC 28083
Phone number
(704) 295-6692
Established
North Carolina since 01/27/1994
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
THE SYNERGY HOLDING GROUP, INCOWNER
JONES, JEFFREY DEANPRESIDENT4188324
PORTWOOD, WILLIAM BOYCECHIEF COMPLIANCE OFFICER4853700
VANHAMME, TRACY MFINANCIAL & OPERATIONS PRINCIPAL/CFO5378592

Disclosures

Regulatory Event2

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JBS LIBERTY SECURITIES, INC.

CRD#: 36179

TRUST BUT VERIFY

Monitor Kenneth Baker

Get automatic monthly alerts on:
Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates

Similar Advisors

Stephen Albert Zahka
Stephen ZahkaAdvisorCheck Check Mark
EDWARD JONES
IAR
RR
Marlborough, MA
Frank Horace Moore III
Frank MooreAdvisorCheck Check Mark
UBS FINANCIAL SERVICES INC.
IAR
RR
Greenwich, CT
Marshall Lee Rosen
Marshall RosenAdvisorCheck Check Mark
OSAIC WEALTH, INC.
IAR
RR
Fort Lauderdale, FL
footer-logo
How We Help
Advisor Search
Find Advisors by State
Blog
Glossary
For Advisors
About Us
Help Center
Terms Of UsePrivacy PolicySubscription Policy
Help Center
AdvisorCheck does not offer investment advice and should not replace discussions with professional accounting, tax, legal or financial advisors.© 2026 AdvisorCheck, an AIMR Analytics company. All rights reserved.