Melvin D. Schursky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melvin Dennis Schursky, who also goes by Mel Schursky, Melvin D Schursky, Melvin Schursky, was a registered financial professional .
Melvin is a previously registered financial professional and started their career in finance in 1969. Melvin had worked at 12 firms and has passed the Series 63, Series 65, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 24, 2021 - March 17, 2022
PRUCO SECURITIES, LLC.
May 24, 2021 - March 17, 2022
PRUCO SECURITIES, LLC.
July 22, 2020 - October 9, 2020
NYLIFE SECURITIES LLC
January 13, 2014 - October 31, 2014
PARK AVENUE SECURITIES LLC
September 15, 2011 - November 3, 2011
P.J. ROBB VARIABLE, LLC
November 24, 2010 - April 28, 2011
ALLSTATE FINANCIAL SERVICES, LLC
May 19, 2009 - December 15, 2010
EQUITABLE ADVISORS, LLC
May 9, 2008 - December 15, 2010
EQUITABLE ADVISORS, LLC
February 1, 2007 - May 19, 2008
PARK AVENUE SECURITIES LLC
May 10, 2006 - January 30, 2007
NYLIFE SECURITIES LLC
March 20, 1991 - April 12, 2005
EQUITY SERVICES, INC.
November 29, 1988 - March 28, 1991
MUTUAL OF OMAHA INVESTOR SERVICES, INC.
August 13, 1980 - January 19, 1983
PERSONAL ECONOMICS SECURITIES CORPORATION
October 29, 1973 - December 21, 1974
SECURITY INVESTMENT SERVICES CORP.
November 15, 1972 - March 29, 1988
HORNOR, TOWNSEND & KENT, LLC
January 1, 1969 - August 16, 1973
KELLEY & MOREY
Primary Firm SEC Registration
PRUCO SECURITIES, LLC.
CRD#: 5685 / SEC#: 801-52208, 8-16402
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 12/27/1968
Registered Representative ExaminationCurrent Firm
PRUCO SECURITIES, LLC.
CRD#: 5685 / SEC#: 801-52208, 8-16402
Contact information
SEC notice filing (52 States and Territories)
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE PRUDENTIAL INSURANCE COMPANY OF AMERICA | SOLE MEMBER | |
| FELICIANO, DEXTER MICHAEL | PRESIDENT | 5483537 |
| FLORIO, KELLY NICOLE | ANTI-MONEY LAUNDERING OFFICER | 6446272 |
| FONTANO, ANTHONY MICHAEL | ELECTED MANAGER | 6852155 |
| HYNES, PATRICK LIAM | CHAIRMAN, ELECTED MANAGER | 2748918 |
| PATEL, PARANJ | CHIEF COMPLIANCE OFFICER | 4235738 |
| SMIT, ROBERT PHILIP | CHIEF FINANCIAL OFFICER, PRINCIPAL FINANCIAL OFFICER, CONTROLLER, PRINCIPAL OPERATIONS OFFICER | 2332366 |
| THOMSEN, JORDAN KARSTEN | CHIEF LEGAL OFFICER | 2821664 |
Disclosures
| Regulatory Event | 30 |
| Arbitration | 13 |
| Bond | 2 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 01/27/2025 | ||
| 12/22/2023 | ||
| 12/22/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
