Jonathan M. Russo

LIGHTEDWAY ADVISORY SERVICES

Harrison, NY 10528

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CRD#: 4159763

Professional summary

Jonathan Michael Russo, who also goes by Jonathan M Russo, is a registered financial advisor currently at LIGHTEDWAY ADVISORY SERVICES, INC. located in Harrison, New York.

Jonathan is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Jonathan has worked at 8 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Jonathan M Russo

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

(1) LightedWay Advisory Services - DBA; Investment Related; 83 Calvert St, Harrison, NY 10528; Financial Advisor; Advisory Business / Brokerage Business; Start 10/1/2019; 100% time spend on OBA.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Michael Russo's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 16, 2021 - Present

LIGHTEDWAY ADVISORY SERVICES, INC.

Office #1: 83 Calvert St, Harrison, NY 10528

RIA

CRD#: 312712

Harrison, NY

Past

December 6, 2019 - March 16, 2021

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

Harrison, NY

Past

December 6, 2019 - March 16, 2021

IFP SECURITIES, LLC

CRD#: 297287

Harrison, NY

Past

April 6, 2015 - December 6, 2019

GLOBAL RETIREMENT PARTNERS LLC

RIA

CRD#: 172011

PEARL RIVER, NY

Past

November 13, 2013 - June 8, 2015

INDEPENDENT FINANCIAL PARTNERS

RIA

CRD#: 125112

PEARL RIVER, NY

Past

May 9, 2008 - December 18, 2019

LPL FINANCIAL LLC

CRD#: 6413

PEARL RIVER, NY

Past

July 1, 2003 - May 12, 2008

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

NEW YORK, NY

Past

April 6, 2001 - July 1, 2003

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

May 30, 2000 - April 17, 2001

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

LIGHTEDWAY ADVISORY SERVICES, INC.

LIGHTEDWAY ADVISORY SERVICES, INC. | LIGHTEDWAY FINANCIAL SERVICES, INC.

CRD#: 312712 / SEC#: 801-120390

RIA

Registered Investment Advisory firm - (2/26/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Hampshire
(3/17/2021)

IAR

New York
(3/20/2021)

IAR

Texas
(3/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/3/2015

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/23/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 11/21/2006

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 5/26/2000

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 8/8/2008

General Securities Principal Examination

Current Firm

LIGHTEDWAY ADVISORY SERVICES, INC.

LIGHTEDWAY ADVISORY SERVICES, INC. | LIGHTEDWAY FINANCIAL SERVICES, INC.

CRD#: 312712 / SEC#: 801-120390

RIA

Registered Investment Advisory firm - (2/26/2021 Approved)

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Contact information

Main Address

83 Calvert St, Harrison, NY 10528

Mailing Address

Phone number

(914) 747-4717

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV PART 2A- LIGHTEDWAY ADVISORY SERVICES, INC. (3/3/2025)

Regulatory assets under management

Total Number of Accounts	230
AUM (Assets Under Management)	$ 95,000,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jonathan M. Russo

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jonathan Michael Russo's CRS (Customer Relationship Summary).

Certified licenses

Experience

INDEPENDENT FINANCIAL PARTNERS

IFP SECURITIES, LLC

GLOBAL RETIREMENT PARTNERS LLC

INDEPENDENT FINANCIAL PARTNERS

LPL FINANCIAL LLC

WELLS FARGO CLEARING SERVICES, LLC

PRUDENTIAL EQUITY GROUP, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

LIGHTEDWAY ADVISORY SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/3/2015

Series 63

Date: 2/23/2001

SIE

Date: 10/1/2018

Series 31

Date: 11/21/2006

Series 7

Date: 5/26/2000

Series 24

Date: 8/8/2008

Current Firm

LIGHTEDWAY ADVISORY SERVICES, INC.

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

LIGHTEDWAY ADVISORY SERVICES, INC.

TRUST BUT VERIFY

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