DOUGLAS T. HAWKINS
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
DOUGLAS TRENT HAWKINS was a registered financial professional .
DOUGLAS is a previously registered financial professional and started their career in finance in 2000. DOUGLAS had worked at 8 firms and has passed the Series 65, Series 63, Series 7, Series 6 and Series 26 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 17, 2012 - December 14, 2017
RITE FINANCIAL GROUP
April 2, 2009 - January 3, 2012
QUESTAR CAPITAL CORPORATION
March 26, 2009 - January 3, 2012
QUESTAR ASSET MANAGEMENT, INC.
October 12, 2007 - March 25, 2009
PRECISION INVESTMENT ADVISORY, LLC
March 10, 2006 - December 31, 2007
HBW SECURITIES LLC
October 31, 2003 - December 31, 2005
AMERICAN GENERAL SECURITIES INCORPORATED
July 12, 2002 - October 31, 2003
MM ASCEND LIFE INVESTOR SERVICES, LLC
April 26, 2000 - July 19, 2002
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RITE FINANCIAL GROUP
CRD#: 160924 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 430 |
| AUM (Assets Under Management) | $ 94,796,278 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
