Jason D. Caperton

OAK LANE ADVISORS

CENTERVILLE, UT 84014

CRD#: 4159340

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Professional summary

Jason Donald Caperton, AIF® is a registered financial advisor currently at OAK LANE ADVISORS located in Centerville, Utah.

Jason is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2000. Jason has worked at 9 firms and has passed the Series 65, Series 66, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Donald Caperton's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

May 26, 2026 - Present

OAK LANE ADVISORS

Office #1: 1222 W. Legacy Crossing Blvd Suite 6, Centerville, UT 84014

RIA

CRD#: 140612

CENTERVILLE, UT

Past

July 3, 2023 - May 6, 2026

ADP BROKER-DEALER, INC.

CRD#: 37693

ROSELAND, NJ

Past

November 5, 2014 - July 10, 2023

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

Layton, UT

Past

November 4, 2014 - July 10, 2023

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

SALT LAKE CITY, UT

Past

August 25, 2014 - October 15, 2014

TRANSAMERICA RETIREMENT ADVISORS, LLC

RIA

CRD#: 107319

NORTH SALT LAKE, UT

Past

March 3, 2011 - October 15, 2014

TRANSAMERICA INVESTORS SECURITIES, LLC

CRD#: 32205

NORTH SALT LAKE, UT

Past

January 1, 2008 - January 26, 2011

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SALT LAKE CITY, UT

Past

October 9, 2007 - January 27, 2011

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

SALT LAKE CITY, UT

Past

May 10, 2007 - January 1, 2008

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SALT LAKE CITY, UT

Past

October 22, 2003 - April 2, 2007

WELLS FARGO INVESTMENTS, LLC

RIA

CRD#: 10582

SALT LAKE CITY, UT

Past

October 22, 2003 - April 2, 2007

WELLS FARGO INVESTMENTS, LLC

CRD#: 10582

SALT LAKE CITY, UT

Past

October 25, 2001 - May 2, 2003

STRATEGIC ADVISERS LLC

RIA

CRD#: 104555

SALT LAKE CITY, UT

Past

June 2, 2000 - April 30, 2003

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OAK LANE ADVISORS

CRD#: 140612 / SEC#: 801-116880

RIA

Registered Investment Advisory firm - (6/28/2019 Approved)

Colorado

Registered Investment Advisory firm - (4/4/2018 Terminated)

Idaho

Registered Investment Advisory firm - (7/3/2019 Terminated)

Utah

Registered Investment Advisory firm - (7/5/2019 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(5/26/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/21/2014

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 9/11/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/8/2000

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/1/2000

General Securities Representative Examination

Current Firm

OAK LANE ADVISORS

CRD#: 140612 / SEC#: 801-116880

RIA

Registered Investment Advisory firm - (6/28/2019 Approved)

Colorado

Registered Investment Advisory firm - (4/4/2018 Terminated)

Idaho

Registered Investment Advisory firm - (7/3/2019 Terminated)

Utah

Registered Investment Advisory firm - (7/5/2019 Terminated)

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Contact information

Main Address

1222 W. Legacy Crossing Blvd Suite 6, Centerville, UT 84014

Mailing Address

Phone number

(801) 335-8200

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A BROCHURE (8/21/2025)

Regulatory assets under management

Total Number of Accounts	2,258
AUM (Assets Under Management)	$ 367,281,893

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Jason D. Caperton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jason Donald Caperton's CRS (Customer Relationship Summary).

Certified licenses

Experience

ADP BROKER-DEALER, INC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TRANSAMERICA RETIREMENT ADVISORS, LLC

TRANSAMERICA INVESTORS SECURITIES, LLC

FIDELITY BROKERAGE SERVICES LLC

STRATEGIC ADVISERS LLC

FIDELITY DISTRIBUTORS COMPANY LLC

WELLS FARGO INVESTMENTS, LLC

WELLS FARGO INVESTMENTS, LLC

STRATEGIC ADVISERS LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

OAK LANE ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 8/21/2014

Series 66

Date: 9/11/2001

Series 63

Date: 6/8/2000

SIE

Date: 10/1/2018

Series 7

Date: 6/1/2000

Current Firm

OAK LANE ADVISORS

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

OAK LANE ADVISORS

TRUST BUT VERIFY

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