Michael J. Leben
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael Justin Leben was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2000. Michael had worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 23, 2015 - June 5, 2015
NATIONAL SECURITIES CORPORATION
October 1, 2012 - March 14, 2013
J.P. MORGAN SECURITIES LLC
May 17, 2012 - October 1, 2012
CHASE INVESTMENT SERVICES CORP.
November 17, 2006 - May 13, 2010
NEWBRIDGE SECURITIES CORPORATION
January 17, 2006 - December 14, 2006
EASTBROOK CAPITAL GROUP LLC
September 17, 2003 - February 15, 2006
JOSEPH STEVENS & CO., INC.
November 20, 2002 - September 26, 2003
LADENBURG THALMANN & CO. INC.
September 19, 2000 - November 20, 2002
LADENBURG CAPITAL MANAGEMENT INC.
April 11, 2000 - September 18, 2000
M.S. FARRELL & COMPANY, INC.
March 23, 2000 - April 12, 2000
INSTITUTIONAL EQUITY CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
NATIONAL SECURITIES CORPORATION
CRD#: 7569 / SEC#: , 8-164
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NATIONAL HOLDINGS CORPORATION | PARENT, OWNER | |
| MARKUNAS, MICHAEL | CHIEF COMPLIANCE OFFICER | 1832307 |
Disclosures
| Regulatory Event | 66 |
| Arbitration | 16 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
