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Gregory Robert Sheehan

AIF®
KESTRA ADVISORY SERVICES
Holyoke, MA
·CRD# 4159020·26 years experience

Professional Summary

Gregory Robert Sheehan, AIF® is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Holyoke, Massachusetts and KESTRA INVESTMENT SERVICES, LLC located in Holyoke, Massachusetts. Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Gregory has worked at 7 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Credentials

AIF®
Accredited Investment Fiduciary

Years of Experience

26 years in the financial services industry

Current & Past Employments

KESTRA ADVISORY SERVICES, LLC·CRD# 283330
RIA
1632 Northampton Street, Holyoke, MA 01040
September 4, 2025 - Present
KESTRA INVESTMENT SERVICES, LLC·CRD# 42046
BD
1632 Northampton St, Holyoke, MA 01040
September 3, 2025 - Present
COMMONWEALTH FINANCIAL NETWORK·CRD# 8032
RIA
Holyoke, MA
February 5, 2008 - September 4, 2025
COMMONWEALTH FINANCIAL NETWORK·CRD# 8032
BD
Holyoke, MA
January 31, 2008 - September 4, 2025
OSAIC INSTITUTIONS, INC.·CRD# 35371
RIA
South Hadley, MA
May 18, 2005 - January 31, 2008
OSAIC INSTITUTIONS, INC.·CRD# 35371
BD
South Hadley, MA
April 1, 2004 - January 31, 2008
LPL FINANCIAL LLC·CRD# 6413
BD
Fort Mill, SC
August 29, 2003 - April 7, 2004
PRUDENTIAL RETIREMENT BROKERAGE SERVICES, INC.·CRD# 40596
BD
Hartford, CT
January 9, 2002 - August 19, 2003
MML INVESTORS SERVICES, LLC·CRD# 10409
BD
Springfield, MA
March 24, 2000 - December 7, 2001

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Current Firm

KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

Contact Information

Main Address

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735

Phone Number

(844) 553-7872

# of Employees

1,359

SEC notice filing (53 States and Territories)

Registered to provide investment advisory services in 53 US states and territories.

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

KESTRA ADVISORY SERVICES, LLC BROCHURE (RETAIL CLIENTS) (9/22/2026)

Regulatory Assets Under Management

Total Number of Accounts

192,439

AUM (Assets Under Management)

$79,798,091,767

Accountant Surprise Examination Report

Filing DateForm ADV-E CoverForm ADV-E Report
12/01/2025Cover PageReport
12/23/2024Cover PageReport
10/20/2023Cover PageReport

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Name: WTF REALTY, LLC POSITION: Owner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 09/21/2021 ADDRESS: Name: 1632 NORTHAMPTON ST, HOLYOKE MA 01040-1941, United States DESCRIPTION: I'm obligated to keep up the property, pay all taxes and mortgage on the property, maintain the interior and exterior of the property Name: RVCC NON PROFIT BOARD MEMBER POSITION: Board Member NATURE: Board position INVESTMENT RELATED: No # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/27/2020 ADDRESS: 130 Industrial Drive, Northampton MA 01060, United States DESCRIPTION: Advise the Executive director as needed. Review budgets, vote on action items Name: THE COLLECTIVE COMPANIES POSITION: Founder NATURE: Coaching, speaking , Leadership Development INVESTMENT RELATED: No # OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 12/11/2020 ADDRESS: 1 Pheasant Run, South Hadley MA 01075, United States DESCRIPTION: Coach staff, develop Leaders and offer key note speaking engagements for outside organizations. Name: COUNTRY BANK CORPORATOR POSITION: Corporator NATURE: Non Compensated INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 02/27/2020 ADDRESS: 75 Main Street, Ware MA 01082, United States DESCRIPTION: Vote on proposed changes from the board. Be a good will ambassador for the bank, attend meetings. Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/03/2025 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735, United States DESCRIPTION: IAR

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Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC

KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC

CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - SEC (12/31/1998 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Arizona
(9/3/2025)
RR
California
(9/3/2025)
RR
Connecticut
(9/3/2025)
RR
Delaware
(9/3/2025)
RR
Florida
(9/3/2025)
RR
Georgia
(9/3/2025)
RR
Iowa
(9/3/2025)
RR
Maine
(9/3/2025)
IAR
Massachusetts
(9/5/2025)
RR
Massachusetts
(9/11/2025)
RR
Michigan
(9/3/2025)
RR
Nevada
(9/3/2025)
RR
New Hampshire
(9/3/2025)
RR
New Jersey
(9/3/2025)
RR
New York
(9/3/2025)
RR
North Carolina
(9/12/2025)
RR
Ohio
(9/10/2025)
RR
Rhode Island
(9/3/2025)
RR
South Carolina
(9/3/2025)
RR
South Dakota
(12/3/2025)
RR
Texas
(9/3/2025)
IAR
Texas
(9/4/2025)
RR
Vermont
(9/3/2025)
RR
Virginia
(9/3/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed May 2005About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 2001About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Oct 2002About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Mar 2000About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Gregory Robert Sheehan's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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