Henry M. Dietrich
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Henry Mather Dietrich, who also goes by Derek Dietrich, was a registered financial professional .
Henry is a previously registered financial professional and started their career in finance in 2000. Henry had worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 11, 2018 - August 18, 2024
FIRST AVENUE
April 17, 2015 - October 27, 2023
CRITO CAPITAL LLC
December 22, 2014 - April 10, 2015
EMERSON EQUITY LLC
September 12, 2011 - December 23, 2014
FIRST AVENUE
May 12, 2010 - November 10, 2011
MADISON WILLIAMS AND COMPANY
November 11, 2003 - May 28, 2008
LEHMAN BROTHERS INC.
August 15, 2002 - April 11, 2003
DEUTSCHE BANK SECURITIES INC.
August 3, 2000 - February 12, 2001
THOMAS WEISEL PARTNERS LLC
State Registrations and Notice Filings
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Exams
Current Firm
FIRST AVENUE
CRD#: 145860 / SEC#: , 8-67758
Contact information
FINRA licenses (51 States and Territories)
Red Flags
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