Michael J. Schumacher
Professional summary
Michael J Schumacher was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael J Schumacher was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 1969. Michael had worked at 6 firms and has passed the Series 63, Series 41, Series 1, Series 14 and Series 40 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 2, 1978 - September 10, 2009
STRASBOURGER PEARSON TULCIN WOLFF INCORPORATED
June 17, 1977 - August 12, 1978
BRUNS, NORDEMAN, REA & CO.
April 6, 1976 - July 8, 1977
JESUP & LAMONT SECURITIES CO., INC.
February 10, 1975 - April 8, 1976
LOEB RHOADES & CO
August 3, 1972 - May 23, 1975
D. H. BLAIR SECURITIES CORPORATION
August 6, 1969 - February 24, 1975
D. H. BLAIR & COMPANY
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 41
Date: 7/28/1969
NYSE Allied Member ExaminationSeries 1
Date: 9/4/1964
Registered Representative ExaminationSeries 40
Date: 7/28/1969
Registered Principal ExaminationCurrent Firm
STRASBOURGER PEARSON TULCIN WOLFF INCORPORATED
CRD#: 5133 / SEC#: , 8-15656
Contact information
Documents
Disclosures
| Regulatory Event | 5 |
| Arbitration | 3 |
| Judgment/Lien | 1 |
Red Flags
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