David J. Andrade
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David John Andrade, who also goes by David J Andrade, David Anglemyer, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 2000. David had worked at 9 firms and has passed the Series 66, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 6, 2011 - May 2, 2018
ADP BROKER-DEALER, INC.
December 22, 2010 - April 28, 2011
MML INVESTORS SERVICES, LLC
January 18, 2008 - July 20, 2010
ALLSTATE FINANCIAL SERVICES, LLC
March 1, 2005 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
March 1, 2005 - September 20, 2007
MSI FINANCIAL SERVICES, INC.
September 1, 2004 - January 12, 2005
METROPOLITAN LIFE INSURANCE COMPANY
September 1, 2004 - January 12, 2005
MSI FINANCIAL SERVICES, INC.
March 4, 2003 - October 4, 2004
OSAIC WEALTH, INC.
February 4, 2003 - February 5, 2003
BANC ONE SECURITIES CORPORATION
January 10, 2003 - February 5, 2003
BANC ONE SECURITIES CORPORATION
November 7, 2002 - January 7, 2003
WADDELL & REED
May 15, 2000 - November 6, 2002
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ADP BROKER-DEALER, INC.
CRD#: 37693 / SEC#: , 8-47885
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ADP ATLANTIC, LLC | SHAREHOLDER | |
| BARRENECHEA, PATRICIA MARGOT | FINOP | 1715189 |
| BLAKE, JAMES PATRICK | PRESIDENT, DIRECTOR | 3078844 |
| BOYLE, JAMES RICHARD | AML OFFICER | 3137180 |
| DOSPASSOS-KRIEG, KRISTIN ANNE | DIRECTOR | 3079254 |
| HANLEY, JUANITA DAVIDA | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT | 5217439 |
| HODGES, JEFFRY AARON | DIRECTOR | 5865575 |
| HUREAU, MICHAEL RAY | DIRECTOR | 5990787 |
| MCCUE, TERRANCE | RISK MANAGEMENT OFFICER | 7259942 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
