Halsey Smith

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CRD#: 4158487

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Halsey Smith JR., CFP® was a registered financial professional .

Halsey is a previously registered financial professional and started their career in finance in 2000. Halsey had worked at 6 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 1993

Experience

Past

July 24, 2019 - January 5, 2024

INLET PRIVATE WEALTH, LLC

RIA

CRD#: 297154

JUPITER, FL

Past

September 8, 2011 - February 2, 2016

M&T SECURITIES, INC.

CRD#: 17358

NORTH PALM BEACH, FL

Past

July 12, 2005 - September 7, 2011

WILMINGTON BROKERAGE SERVICES COMPANY

CRD#: 14942

VERO BEACH, FL

Past

January 21, 2003 - April 20, 2005

BROWN BROTHERS HARRIMAN & CO.

CRD#: 104487

NEW YORK, NY

Past

December 1, 2002 - January 21, 2003

UST SECURITIES CORP.

CRD#: 13906

STAMFORD, CT

Past

July 10, 2000 - December 1, 2002

UST FINANCIAL SERVICES CORP.

CRD#: 36881

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INLET PRIVATE WEALTH, LLC

INLET PRIVATE WEALTH, LLC | NIMA ADVISORS, LLC

CRD#: 297154 / SEC#: 801-113455

RIA

Registered Investment Advisory firm - (6/15/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/10/2001

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/2/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/17/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/7/2000

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/29/2001

General Securities Principal Examination

Current Firm

INLET PRIVATE WEALTH, LLC

INLET PRIVATE WEALTH, LLC | NIMA ADVISORS, LLC

CRD#: 297154 / SEC#: 801-113455

RIA

Registered Investment Advisory firm - (6/15/2018 Approved)

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Contact information

Main Address

116 Intracoastal Pointe Dr. Suite 400, Jupiter, FL 33477

Mailing Address

Phone number

(561) 781-0400

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (4 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DISCLOSURE BROCHURE FOR INLET PRIVATE WEALTH, LLC (2/14/2025)

Regulatory assets under management

Total Number of Accounts	173
AUM (Assets Under Management)	$ 554,869,914

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Halsey Smith

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

M&T SECURITIES, INC.

WILMINGTON BROKERAGE SERVICES COMPANY

BROWN BROTHERS HARRIMAN & CO.

UST SECURITIES CORP.

UST FINANCIAL SERVICES CORP.

Primary Firm SEC Registration

INLET PRIVATE WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/10/2001

SIE

Date: 2/2/2016

Series 7

Date: 8/17/2001

Series 6

Date: 7/7/2000

Series 24

Date: 10/29/2001

Current Firm

INLET PRIVATE WEALTH, LLC

Contact information

SEC notice filing (4 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INLET PRIVATE WEALTH, LLC

TRUST BUT VERIFY

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