CB
Catherine A. Belanger
COLONIAL RIVER WEALTH MANAGEMENT LLC
Midlothian, VA 23114
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CRD#: 4158039
CB
Professional summary
Catherine Anne Belanger, CFP®, who also goes by Catherine Terry Belanger, Catherine A. Older, Catherine Anne Terry, is a registered financial advisor currently at COLONIAL RIVER WEALTH MANAGEMENT LLC located in Midlothian, Virginia and LPL FINANCIAL LLC located in Midlothian, Virginia.
Catherine is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2001. Catherine has worked at 4 firms and has passed the Series 66, Series 7TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Catherine Terry Belanger | Catherine A. Older | Catherine Anne Terry
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)11/25/2020 - Colonial River Wealth Management LLC - DBA for LPL Business (entity for LPL business) - inv rel - at reported business location(s) 2)11/25/2020 - First Choice Financial Services, Inc. - Business Entity For Tax/ Investment Purposes Only - inv rel - at reported business location(s) - start: 2000 3) 11/25/2020 - Diamond Tax Services, LLC - Tax Prep/ Accounting/ CPA - inv rel - at reported business location(s) - start: 2018 - 80 hr/mth 4)11/25/2020 - Catherine Terry Rental Properties - Real Estate Rental - non-inv rel - at reported business location(s) 5) 01/08/2024 - Catherine Terry Rental Properties - Inv related - Williamsburg, VA & Amsterdam, NY - Real Estate Rental - Started: 10/1/2020 - 1 Hr/Mo; 0 Hr During Trading
CRS (Client Relationship Summary) - RIA
Click below to view Catherine Anne Belanger's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
January 6, 2021 - Present
COLONIAL RIVER WEALTH MANAGEMENT LLC
Office #1: 340 Browns Hill Court, Midlothian, VA 23114RIA
CRD#: 284839
Midlothian, VA
Current
December 10, 2020 - Present
LPL FINANCIAL LLC
Office #1: 340 Browns Hill Court, Midlothian, VA 23114RIA
BD
CRD#: 6413
Midlothian, VA
Past
December 7, 2020 - January 6, 2021
LPL FINANCIAL LLC
RIA
CRD#: 6413
FORT MILL, SC
Past
October 20, 2014 - December 14, 2018
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
AMSTERDAM, NY
Past
June 21, 2010 - October 24, 2014
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
AMSTERDAM, NY
Past
November 1, 2001 - July 2, 2010
LPL FINANCIAL LLC
BD
CRD#: 6413
AMSTERDAM, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CR
COLONIAL RIVER WEALTH MANAGEMENT LLC
BURLESON FINANCIAL STRATEGIES, INC. | MOUNTAIN PEAK WEALTH ADVISORS LLC | LIONS BRIDGE FINANCIAL ADVISORS | COLONIAL RIVER WEALTH MANAGEMENT, LLC | COLONIAL RIVER WEALTH MANAGEMENT LLC | COLONIAL RIVER INVESTMENTS, LLC | COLONIAL RIVER
CRD#: 284839 / SEC#: 801-113243
RIA
Registered Investment Advisory firm - (5/14/2018 Approved)Virginia
Registered Investment Advisory firm - (8/29/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
New York(12/10/2020)
RR
Virginia(12/10/2020)
IAR
Virginia(1/6/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CR
COLONIAL RIVER WEALTH MANAGEMENT LLC
BURLESON FINANCIAL STRATEGIES, INC. | MOUNTAIN PEAK WEALTH ADVISORS LLC | LIONS BRIDGE FINANCIAL ADVISORS | COLONIAL RIVER WEALTH MANAGEMENT, LLC | COLONIAL RIVER WEALTH MANAGEMENT LLC | COLONIAL RIVER INVESTMENTS, LLC | COLONIAL RIVER
CRD#: 284839 / SEC#: 801-113243
RIA
Registered Investment Advisory firm - (5/14/2018 Approved)Virginia
Registered Investment Advisory firm - (8/29/2018 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
340 Browns Hill Court, Midlothian, VA 23114
Mailing Address
Phone number
(804) 335-1200
Established
Firm type
Fiscal year end
# of Employees
16
SEC notice filing (13 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,524 |
| AUM (Assets Under Management) | $ 339,836,345 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
COLONIAL RIVER WEALTH MANAGEMENT LLC
CRD#: 284839Midlothian, VA 23114TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
