ED
Elizabeth W. Delo
BESSEMER INVESTOR SERVICES
Washington D.c., DC 20006
Some features on this profile are disabled
CRD#: 4158022
ED
Professional summary
Elizabeth Warfield Delo, CFP® is a registered financial professional currently at BESSEMER INVESTOR SERVICES, INC. located in Washington D.c., District Of Columbia.
Elizabeth is registered as a RR (Registered Representative) and started their career in finance in 2000. Elizabeth has worked at 2 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Elizabeth Warfield Delo's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
December 3, 2002 - Present
BESSEMER INVESTOR SERVICES, INC.
Office #1: 900 Seventeenth Street, Nw Suite 1000, Washington D.c., DC 20006BD
CRD#: 17442
Washington D.c., DC
Past
June 29, 2000 - January 31, 2001
J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
BD
CRD#: 102920
NEW YORK, NY
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(7/13/2006)
RR
Colorado(5/13/2011)
RR
Connecticut(5/13/2011)
RR
Delaware(9/25/2014)
RR
District of Columbia(7/13/2006)
RR
Florida(7/13/2006)
RR
Georgia(5/13/2011)
RR
Hawaii(9/25/2014)
RR
Illinois(5/13/2011)
RR
Iowa(5/13/2011)
RR
Kentucky(5/13/2011)
RR
Maine(7/13/2006)
RR
Maryland(7/13/2006)
RR
Massachusetts(9/25/2014)
RR
Michigan(5/13/2011)
RR
Minnesota(5/13/2011)
RR
Mississippi(7/13/2006)
RR
Missouri(7/13/2006)
RR
Nevada(7/13/2006)
RR
New Jersey(7/13/2006)
RR
New York(9/29/2004)
RR
North Carolina(7/13/2006)
RR
Ohio(9/25/2014)
RR
Oregon(5/13/2011)
RR
Pennsylvania(5/13/2011)
RR
South Carolina(5/13/2011)
RR
Texas(7/13/2006)
RR
Utah(9/25/2014)
RR
Virginia(7/13/2006)
RR
Washington(5/13/2011)
RR
West Virginia(9/25/2014)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
BI
BESSEMER INVESTOR SERVICES, INC.
BESSEMER INVESTOR SERVICES, INC.
CRD#: 17442 / SEC#: , 8-35199
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
1271 Avenue Of The Americas 46 Floor, New York, NY 10020
Mailing Address
1271 Avenue Of The Americas 46 Floor, New York, NY 10020
Phone number
(212) 708-9100
Established
Delaware since 04/07/1983
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BESSEMER TRUST COMPANY, N.A. | SHAREHOLDER | |
| BOYLE, PATRICK SIDNEY | SENIOR VICE PRESIDENT | 2472066 |
| GLOWACKI, JEFF JOSEPH | DIRECTOR/SENIOR VICE PRESIDENT | 2942946 |
| GUPTA, RITU | CHIEF COMPLIANCE OFFICER/ASSISTANT SECRETARY | 5059699 |
| MARQUEZ, MICHAEL ALLEN | DIRECTOR/PRESIDENT | 4413060 |
| MCBRIDE, TIMOTHY SEAN | SENIOR VICE PRESIDENT | 2554176 |
| PEDROSO, ARTURO GUSTAVO | SENIOR VICE PRESIDENT | 5161708 |
| SCHLUSSELBERG, BRIAN SCOTT | SENIOR VICE PRESIDENT | 4716582 |
| SLOAN, BENJAMIN PERRY | SENIOR VICE PRESIDENT | 4243057 |
| SYMINGTON, JANE REILLY | SENIOR VICE PRESIDENT | 2520317 |
| TRIMARCO MIRANDO, DIANA | ASSISTANT TREASURER/ASSISTANT FINANCIAL & OPERATIONS PRINCIPAL | 5714209 |
| YAWORSKY, GEORGE M. | TREASURER/FINANCIAL & OPERATIONS PRINCIPAL | 6425195 |
Red Flags
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