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DS

Darren M. Story

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CRD#: 4157765
DS

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Darren M Story was a registered financial professional .

Darren is a previously registered financial professional and started their career in finance in 2005. Darren had worked at 1 firm and has passed the Series 63, SIE, Series 7, Series 45 and Series 4 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


None

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

June 8, 2005 - May 22, 2015

STUDENT OPTIONS, LLC

BD
CRD#: 31626
SAN FRANCISCO, CA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 12/29/2011
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 45
Date: 11/30/2000
PCX Floor Broker Exam
Principal/Supervisory Exam

Current Firm


SO
STUDENT OPTIONS, LLC
STUDENT OPTIONS, LLC | STUDENT, STEVEN DAVID, SOLE PROPRIETOR | STUDENT, STEVEN DAVID

CRD#: 31626 / SEC#: , 8-41640

BD
Terminated by SEC on 04/01/2025
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Contact information


Main Address
Mailing Address
Phone number
Established
California since 06/22/1998
Firm type
Limited Liability Company
Fiscal year end
December
# of Employees

Documents


Direct owners and executive officers


NamePositionCRD#
STUDENT, STEVEN DAVIDOWNER/BROKER2323402
DURDEN JR, JOHN KENNETHFINANCIAL PRINCIPAL/PFO/POO860423
GODINEZ, DAVID GREGORYSUPERVISORY PRINCIPAL/CCO2086793
STUDENT, JILLMEMBER (1%)

Disclosures


Regulatory Event25

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


STUDENT OPTIONS, LLC

CRD#: 31626

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