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MT

Mark L. Tishman

Some features on this profile are disabled
CRD#: 4157756
MT

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Mark Lowell Tishman, who also goes by Mark L Tichman, Mark L Tishman, Mark Tishman, was a registered financial professional .

Mark is a previously registered financial professional and started their career in finance in 2000. Mark had worked at 5 firms and has passed the Series 63, Series 65, Series 66, SIE, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Mark L Tichman | Mark L Tishman | Mark Tishman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

January 12, 2011 - July 9, 2015

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
BRADENTON, FL
Past

June 10, 2010 - July 9, 2015

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
BRADENTON, FL
Past

December 1, 2007 - June 18, 2010

MSI FINANCIAL SERVICES, INC.

RIA
CRD#: 14251
SARASOTA, FL
Past

October 30, 2007 - June 18, 2010

MSI FINANCIAL SERVICES, INC.

BD
CRD#: 14251
SARASOTA, FL
Past

June 6, 2006 - October 30, 2007

PRUCO SECURITIES, LLC.

RIA
CRD#: 5685
SARASOTA, FL
Past

July 13, 2004 - October 30, 2007

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
SARASOTA, FL
Past

May 2, 2000 - February 5, 2003

MORGAN STANLEY DW INC.

RIA
CRD#: 7556
SARASOTA, FL
Past

April 27, 2000 - February 5, 2003

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
RR
Series 63
Date: 4/5/2008
Uniform Securities Agent State Law Examination
State Security Law Exam
IAR
Series 65
Date: 9/19/2006
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 5/25/2000
Uniform Combined State Law Examination
General Industry/Product Exam
RR
SIE
Date: 7/9/2015
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 31
Date: 7/20/2000
Futures Managed Funds Examination
General Industry/Product Exam
RR
Series 7
Date: 4/25/2000
General Securities Representative Examination

Current Firm

AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)
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Contact information

Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337

SEC notice filing (49 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts280
AUM (Assets Under Management)$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524

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