VL
Vanessa Lindley
ALLIANCEBERNSTEIN L.P.
NEW YORK, NY 10001
Some features on this profile are disabled
CRD#: 4157627
VL
Professional summary
Vanessa Lindley, who also goes by Vanessa Antoinette Warrick, is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in New York, New York and SANFORD C. BERNSTEIN & CO., LLC located in New York, New York.
Vanessa is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Vanessa has worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Vanessa Antoinette Warrick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Count: 1
1) BusinessName: The Lindley Consulting Group LLC
INVESTMENT RELATED: No
ADDRESS: 100-51 223rd Street, Queens Village, NY 10029
NATURE OF BUSINESS: My husband is primarily running the company, I am currently primarily reviewing and signing contracts.
1.**What does the company do?** The Lindley Consulting Group specializes in offering premium consulting services centered on Project Management for enterprises undergoing SAP financial implementations.
2. **What is the nature of the business?** The nature of our business is that of a specialized project management organization, primarily focusing on guiding enterprises through their SAP financial implementations.
3. **Describe the clients/customers.** Our esteemed clientele operates within the financial services sector, the pharmaceutical industry, and the consumer packaged goods domain.
POSITION: Founder
RELATIONSHIP: 2010-10-01
APPROXIMATE NUMBER HOURS: 6 hours/month, 0 hours during trading hours
YOUR DUTIES: My husband is primarily running the company, I am currently primarily reviewing and signing contracts.
1.**What does the company do?** The Lindley Consulting Group specializes in offering premium consulting services centered on Project Management for enterprises undergoing SAP financial implementations.
2. **What is the nature of the business?** The nature of our business is that of a specialized project management organization, primarily focusing on guiding enterprises through their SAP financial implementations.
3. **Describe the clients/customers.** Our esteemed clientele operates within the financial services sector, the pharmaceutical industry, and the consumer packaged goods domain.
CRS (Client Relationship Summary) - RIA
Click below to view Vanessa Lindley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 3, 2023 - Present
ALLIANCEBERNSTEIN L.P.
Office #1: 66 Hudson Boulevard East, New York, NY 10001RIA
CRD#: 108477
NEW YORK, NY
Current
November 3, 2023 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 66 Hudson Boulevard East, New York, NY 10001RIA
BD
CRD#: 104474
NEW YORK, NY
Past
June 12, 2000 - April 21, 2004
STATE FARM VP MANAGEMENT CORP.
BD
CRD#: 43036
BLOOMINGTON, IL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AL
ALLIANCEBERNSTEIN L.P.
ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
RIA
Registered Investment Advisory firm - (8/13/1999 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Illinois(4/2/2025)
RR
New Jersey(3/14/2025)
RR
New York(11/3/2023)
IAR
New York(11/3/2023)
RR
Tennessee(10/9/2025)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 11/3/2023
General Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AL
ALLIANCEBERNSTEIN L.P.
ALLIANCE CAPITAL MANAGEMENT L P | ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
RIA
Registered Investment Advisory firm - (8/13/1999 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
501 Commerce Street, Nashville, TN 37203
Mailing Address
Phone number
(615) 622-0000
Established
Firm type
Fiscal year end
# of Employees
3,994
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
