Douglas Ray Eagle
Professional Summary
Douglas Ray Eagle, who also goes by Douglas Ray Eagle Jr., is a registered financial advisor currently at EAGLE WEALTH MANAGEMENT GROUP INC. located in Valencia, California and CONCORDE INVESTMENT SERVICES, LLC located in Valencia, California. Douglas is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Douglas has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 7 and...
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Douglas Ray Eagle Jr.
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Videos & Posts
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Contact Information
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
26 years in the financial services industry
Current & Past Employments
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Current Firm
EAGLE RETIREMENT PLANS | EAGLE WEALTH MANAGEMENT GROUP INC.
Contact Information
Main Address
28212 Kelly Johnson Parkway Suite 175, Valencia, CA 91355Phone Number
(661) 257-9800# of Employees
8SEC notice filing (8 States and Territories)
Registered to provide investment advisory services in 8 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
483AUM (Assets Under Management)
$417,512,088Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
EAGLE RETIREMENT PLANS | EAGLE WEALTH MANAGEMENT GROUP INC.
State Registrations and Notice Filings
(7/27/2023)
(10/12/2023)
(10/12/2023)
(10/12/2023)
(10/12/2023)
(10/12/2023)
(10/12/2023)
(10/12/2023)
(8/7/2024)
(10/12/2023)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - RIA
Click below to view Douglas Ray Eagle's CRS (Customer Relationship Summary).
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