DR
Deryk T. Rhodes
INSPEREX LLC
Delray Beach, FL 33483
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CRD#: 4157411
DR
Professional summary
Deryk Trevor Rhodes is a registered financial professional currently at INSPEREX LLC located in Delray Beach, Florida.
Deryk is registered as a RR (Registered Representative) and started their career in finance in 2000. Deryk has worked at 8 firms and has passed the Series 63, Series 99TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Deryk Trevor Rhodes's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 28, 2010 - Present
INSPEREX LLC
Office #1: 25 Se 4th Avenue Suite 400, Delray Beach, FL 33483BD
CRD#: 101420
Delray Beach, FL
Past
February 18, 2009 - October 26, 2010
NEWBRIDGE SECURITIES CORPORATION
BD
CRD#: 104065
FT. LAUDERDALE, FL
Past
October 29, 2008 - February 19, 2009
FCG ADVISORS, LLC
BD
CRD#: 40633
CHATHAM, NJ
Past
August 22, 2007 - September 4, 2008
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
November 29, 2005 - August 10, 2007
NOMURA SECURITIES INTERNATIONAL, INC.
BD
CRD#: 4297
NEW YORK, NY
Past
September 4, 2001 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
MILWAUKEE, WI
Past
September 4, 2001 - February 11, 2004
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Past
August 7, 2000 - December 31, 2000
C. J. M. PLANNING CORP.
BD
CRD#: 5698
POMPTON LAKES, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(10/28/2010)
RR
Alaska(10/28/2010)
RR
Arizona(10/28/2010)
RR
Arkansas(10/28/2010)
RR
California(10/28/2010)
RR
Colorado(10/28/2010)
RR
Connecticut(10/28/2010)
RR
Delaware(10/28/2010)
RR
District of Columbia(10/28/2010)
RR
Florida(10/28/2010)
RR
Georgia(10/28/2010)
RR
Hawaii(10/28/2010)
RR
Idaho(10/28/2010)
RR
Illinois(10/28/2010)
RR
Indiana(10/28/2010)
RR
Iowa(10/28/2010)
RR
Kansas(10/28/2010)
RR
Kentucky(10/28/2010)
RR
Louisiana(10/28/2010)
RR
Maine(10/28/2010)
RR
Maryland(10/28/2010)
RR
Massachusetts(10/28/2010)
RR
Michigan(10/28/2010)
RR
Minnesota(10/28/2010)
RR
Mississippi(10/28/2010)
RR
Missouri(10/28/2010)
RR
Montana(10/28/2010)
RR
Nebraska(10/28/2010)
RR
Nevada(10/28/2010)
RR
New Hampshire(10/28/2010)
RR
New Jersey(10/28/2010)
RR
New Mexico(10/28/2010)
RR
New York(10/28/2010)
RR
North Carolina(11/1/2010)
RR
North Dakota(10/28/2010)
RR
Ohio(10/28/2010)
RR
Oklahoma(10/28/2010)
RR
Oregon(10/28/2010)
RR
Pennsylvania(10/28/2010)
RR
Puerto Rico(10/28/2010)
RR
Rhode Island(10/28/2010)
RR
South Carolina(10/28/2010)
RR
South Dakota(10/28/2010)
RR
Texas(10/28/2010)
RR
Utah(10/28/2010)
RR
Vermont(10/28/2010)
RR
Virgin Islands(10/28/2010)
RR
Virginia(10/28/2010)
RR
Washington(10/28/2010)
RR
West Virginia(10/28/2010)
RR
Wisconsin(10/28/2010)
RR
Wyoming(10/28/2010)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
IL
INSPEREX LLC
INCAPITAL | INTEGRATED INVESTMENTS, L.L.C. | INTEGRATED CAPITAL, LLC | INSPEREX LLC | INSPEREX | INCAPITAL, LLC | INCAPITAL LLC
CRD#: 101420 / SEC#: , 8-52081
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
25 Se 4th Avenue Suite 400, Delray Beach, FL 33483
Mailing Address
233 South Wacker Drive Suite 4400, Chicago, IL 60606
Phone number
(312) 379-3700
Established
Delaware since 09/01/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INSPEREX HOLDINGS LLC | MEMBER: VOTING | |
| BUSSCHER, ARNOLD BRADLEY | CHIEF ADMINSTRATIVE OFFICER AND GENERAL COUNSEL | 2213934 |
| CARRELS, CHRISTINE ANN | CHIEF MARKETING OFFICER | 6651750 |
| DEEG, ADITI DAVARE | CHIEF FINANCIAL OFFICER; PRINCIPAL FINANCIAL OFFICER; PRINCIPAL OPERATIONS OFFICER; FIN/OP | 4279152 |
| ELLIOTT, LAURA SUE | PRESIDENT | 2125558 |
| MITCHELL, SCOTT ALEXANDER | CHIEF EXECUTIVE OFFICER | 4717597 |
| NICHOLSON, MARSHALL ALLEN | HEAD OF STRATEGIC INITIATIVES | 4585471 |
| PAPAGIANNIS, JAMES JOHN | CHIEF COMPLIANCE OFFICER & AMLCO | 2449960 |
| RHODES, DERYK TREVOR | HEAD OF WEALTH MANAGEMENT SOLUTIONS | 4157411 |
| TOLAR, JOHN M | HEAD OF FIXED INCOME SALES & TRADING | 3075402 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
INSPEREX LLC
CRD#: 101420Delray Beach, FL 33483TRUST BUT VERIFY
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