Seth A. Heine
Professional summary
Seth Andrew Heine, CFP®, who also goes by Seth Heine, is a registered financial advisor currently at SETH HEINE LLC located in Ormond Beach, Florida.
Seth is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Seth has worked at 5 firms and has passed the Series 65, Series 66, Series 63, Series 7TO, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Seth Andrew Heine's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 6, 2024 - Present
SETH HEINE LLC
December 19, 2022 - January 17, 2023
EQUITABLE ADVISORS, LLC
October 3, 2017 - October 11, 2017
EQUITABLE ADVISORS, LLC
June 18, 2012 - May 28, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 2, 2012 - May 28, 2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 14, 2006 - March 8, 2010
JACKSON NATIONAL LIFE DISTRIBUTORS LLC
November 25, 2003 - August 23, 2006
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(6/6/2024)
Exams
Series 7TO
Date: 12/18/2022
General Securities Representative ExaminationCurrent Firm
SETH HEINE LLC
CRD#: 326952 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 2 |
| AUM (Assets Under Management) | $ 350,000 |
Red Flags
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