Charles E. Tobler

STAR FINANCIAL SERVICES

Denver, CO

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CRD#: 4157040

Professional summary

Charles Edmond Tobler, CFP® is a registered financial advisor currently at STAR FINANCIAL SERVICES located in Denver, Colorado.

Charles is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Charles has worked at 2 firms and has passed the Series 7 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

BUSINESS NAME: NONE INVESTMENT RELATED BUSINESS: NO ADDRESS: 2 WREN, LITTLETON, CO 80127 NATURE OF BUSINESS: COMPUTER CONSULTING TITLE: SOLE PROPRIETOR START DATE: APRIL 2003 HOURS/MONTH DEVOTE TO BUSINESS: ABOUT 100 HOURS HOURS/MONTH DEVOTE DURING SECURITIES TRADING: ABOUT 80 HOURS DUTIES: COMPUTER SOFTWARE DEVELOPMENT & PROJECT MANAGEMENT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Edmond Tobler's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2002

Experience

Current

November 26, 2003 - Present

STAR FINANCIAL SERVICES

RIA

CRD#: 128021

Denver, CO

Past

September 23, 2002 - April 21, 2003

FIRST ALLIED SECURITIES, INC.

CRD#: 32444

SAN DIEGO, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(11/26/2003)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

General Industry/Product Exam

Series 7

Date: 9/21/2002

General Securities Representative Examination

Current Firm

STAR FINANCIAL SERVICES

CHARLES EDMOND TOBLER | STAR FINANCIAL SERVICES

CRD#: 128021 / SEC#:

Colorado

Registered Investment Advisory firm - (11/26/2003 Approved)

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Contact information

Main Address

Denver, CO

Mailing Address

Phone number

(303) 904-0749

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	74
AUM (Assets Under Management)	$ 49,018,000

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Charles E. Tobler

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Charles Edmond Tobler's CRS (Customer Relationship Summary).

Certified licenses

Experience

STAR FINANCIAL SERVICES

FIRST ALLIED SECURITIES, INC.

State Registrations and Notice Filings

Exams

Series 7

Date: 9/21/2002

Current Firm

STAR FINANCIAL SERVICES

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

STAR FINANCIAL SERVICES

TRUST BUT VERIFY

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