TC
Tiffany A. Chan
INVESCO ADVISERS
HOUSTON, TX 77046
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CRD#: 4156874
TC
Professional summary
Tiffany Ann Chan, who also goes by Tiffany Ann Miller, Tiffany Ann Sigler, is a registered financial advisor currently at INVESCO ADVISERS, INC. located in Houston, Texas and INVESCO DISTRIBUTORS, INC. located in Houston, Texas.
Tiffany is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Tiffany has worked at 2 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Tiffany Ann Miller | Tiffany Ann Sigler
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
CFA SOCIETY HOUSTON; INVESTMENT RELATED; 1321 ANTONIE DR, HOUSTON, 77055, USA; TO PROMOTE THE HIGHEST PROFESSIONAL AND ETHICAL STANDARDS IN INVESTMENT MARKETS. TO ENCOURAGE OUR MEMBERSHIP AND OTHERS TO EARN THE CHARTERED FINANCIAL ANALYST� (CFA) DESIGNATION. TO PROVIDE AND PROMOTE EDUCATIONAL OPPORTUNITIES FOR THE INVESTMENT COMMUNITY. TO BE ADVOCATES ON ISSUES THAT SERVE THE INTEREST OF INVESTORS AND SOCIETY. TO EDUCATE AND CREATE A STRONG LOCAL COMMUNITY OF INVESTMENT PROFESSIONALS IN ORDER TO FOSTER THE EXCHANGE OF IDEAS AND KNOWLEDGE IN INVESTMENT MARKETS; BOARD OF DIRECTORS, TREASURER & SECRETARY; START: 08/2025; 04HRS/MO, NOT DURING TRADING HOURS; TREASURER & SECRETARY - OVERSEE FINANCIAL ASPECTS OF THE SOCIETY, INCLUDING BUDGETING, FINANCIAL REPORTING AND MAINTAINING ACCURATE FINANCIAL RECORDS AND DOCUMENTATION. COLLABORATE WITH OTHER BOARD MEMBERS AND STAFF ON FINANCIAL MATTERS. MANAGE RECORDS, SCHEDULE MEETINGS, SUPPORT GOVERNANCE AND COMMUNICATION.
CRS (Client Relationship Summary) - RIA
Click below to view Tiffany Ann Chan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 3, 2017 - Present
INVESCO ADVISERS, INC.
Office #1: 11 Greenway Plaza Suite 1000, Houston, TX 77046RIA
CRD#: 105360
HOUSTON, TX
Current
July 24, 2000 - Present
INVESCO DISTRIBUTORS, INC.
Office #1: 11 Greenway Plaza Suite 1000, Houston, TX 77046-1173BD
CRD#: 7369
Houston, TX
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IA
INVESCO ADVISERS, INC.
INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.
CRD#: 105360 / SEC#: 801-33949
RIA
Registered Investment Advisory firm - (12/30/1988 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Texas(3/3/2017)
RR
Texas(5/24/2017)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
IA
INVESCO ADVISERS, INC.
INVESCO ADVISERS, INC. | INVESCO, INC | INVESCO INSTITUTIONAL (N.A.), INC.
CRD#: 105360 / SEC#: 801-33949
RIA
Registered Investment Advisory firm - (12/30/1988 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1331 Spring Street Nw Suite 2500, Atlanta, GA 30309
Mailing Address
11 Greenway Plaza Suite 1000, Houston, TX 77046
Phone number
(404) 892-0896
Established
Firm type
Fiscal year end
# of Employees
2,872
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 61,236 |
| AUM (Assets Under Management) | $ 756,881,223,229 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/27/2024 | ||
| 10/27/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
